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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATY icon
2651
Cathay General Bancorp
CATY
$4.26B
$325K ﹤0.01%
12,718
-686,709
-98% -$17.4M
VWR
2652
DELISTED
VWR Corporation
VWR
$325K ﹤0.01%
+12,544
New +$299K
NRO
2653
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$324K ﹤0.01%
64,024
+8,045
+14% +$39.3K
TW
2654
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$324K ﹤0.01%
2,864
-237,642
-99% -$26.2M
BSCH
2655
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$324K ﹤0.01%
14,268
-1,237
-8% -$28.2K
ERUS
2656
DELISTED
iShares MSCI Russia ETF
ERUS
$322K ﹤0.01%
14,022
– –
SSNC icon
2657
SS&C Technologies
SSNC
$18.7B
$321K ﹤0.01%
10,968
-16,078
-59% -$398K
WAL icon
2658
Western Alliance Bancorporation
WAL
$8.87B
$321K ﹤0.01%
11,534
+2,942
+34% +$75.9K
TTC icon
2659
Toro Company
TTC
$9.35B
$320K ﹤0.01%
10,044
-2,974
-23% -$91.8K
LMNR icon
2660
Limoneira
LMNR
$249M
$319K ﹤0.01%
12,748
+2,719
+27% +$67.7K
BFS
2661
Saul Centers
BFS
$829M
$318K ﹤0.01%
+5,556
New +$297K
BSCG
2662
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$317K ﹤0.01%
14,336
-1,243
-8% -$27.6K
RSXJ
2663
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$317K ﹤0.01%
15,965
– –
SAFE
2664
Safehold
SAFE
$1.13B
$316K ﹤0.01%
4,759
+1,413
+42% +$94K
LL
2665
DELISTED
LL Flooring Holdings, Inc.
LL
$316K ﹤0.01%
4,769
-6,877
-59% -$398K
BOBE
2666
DELISTED
Bob Evans Farms, Inc.
BOBE
$316K ﹤0.01%
+6,183
New +$311K
ARP
2667
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$316K ﹤0.01%
29,496
-812,361
-96% -$11.9M
BDC icon
2668
Belden
BDC
$5.05B
$314K ﹤0.01%
3,980
-137,854
-97% -$9.77M
MNRO icon
2669
Monro
MNRO
$388M
$314K ﹤0.01%
+5,435
New +$290K
TPLM
2670
DELISTED
Triangle Petroleum Corporation
TPLM
$314K ﹤0.01%
65,660
+11,384
+21% +$76.2K
OB
2671
DELISTED
Onebeacon Insurance Group Ltd
OB
$314K ﹤0.01%
+19,441
New +$312K
RCS
2672
PIMCO Strategic Income Fund
RCS
$248M
$313K ﹤0.01%
33,136
-2,640
-7% -$26.5K
BCC icon
2673
Boise Cascade
BCC
$2.94B
$312K ﹤0.01%
8,388
-55,771
-87% -$1.92M
MKTX icon
2674
MarketAxess Holdings
MKTX
$5.72B
$312K ﹤0.01%
4,361
-14,116
-76% -$929K
BBL
2675
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$311K ﹤0.01%
7,233
-2,181
-23% -$108K
105 106
107
108 109

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.