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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FR icon
2651
First Industrial Realty Trust
FR
$8.44B
$369K ﹤0.01%
21,853
-3,815
-15% -$69.6K
G icon
2652
Genpact
G
$5.81B
$367K ﹤0.01%
22,495
-40,543
-64% -$710K
NOAH
2653
Noah Holdings
NOAH
$603M
$366K ﹤0.01%
27,225
+6,534
+32% +$99K
RBS.PRS.CL
2654
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$365K ﹤0.01%
14,722
+3,309
+29% +$81.6K
PDCE
2655
DELISTED
PDC Energy, Inc.
PDCE
$364K ﹤0.01%
7,236
-3,381
-32% -$191K
GTLS
2656
DELISTED
Chart Industries
GTLS
$363K ﹤0.01%
5,937
-774
-12% -$55K
ZTR
2657
Virtus Total Return Fund
ZTR
$339M
$361K ﹤0.01%
26,092
+2,194
+9% +$31.1K
WTI icon
2658
W&T Offshore
WTI
$518M
$360K ﹤0.01%
32,601
+3,787
+13% +$53.1K
NHI icon
2659
National Health Investors
NHI
$3.65B
$357K ﹤0.01%
6,257
-1,246
-17% -$77.2K
NBW
2660
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$354K ﹤0.01%
23,378
-1,525
-6% -$23.2K
HZNP
2661
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$353K ﹤0.01%
28,736
+12,385
+76% +$144K
BSCH
2662
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$353K ﹤0.01%
15,505
-922
-6% -$21.1K
APEI icon
2663
American Public Education
APEI
$940M
$352K ﹤0.01%
13,055
-1,376
-10% -$43.4K
RCS
2664
PIMCO Strategic Income Fund
RCS
$250M
$352K ﹤0.01%
35,776
-2,896
-7% -$30.1K
FNGN
2665
DELISTED
Financial Engines, Inc.
FNGN
$352K ﹤0.01%
10,295
-1,180
-10% -$43.5K
ALCO icon
2666
Alico
ALCO
$283M
$350K ﹤0.01%
9,200
-1,443
-14% -$55.3K
AVD icon
2667
American Vanguard Corp
AVD
$68.9M
$348K ﹤0.01%
31,083
-3,092
-9% -$39.8K
XPRO icon
2668
Expro Ltd
XPRO
$1.91B
$348K ﹤0.01%
3,098
-3,182
-51% -$407K
BQH
2669
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$348K ﹤0.01%
25,501
-2,518
-9% -$34.6K
BSCG
2670
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$348K ﹤0.01%
15,579
-928
-6% -$20.7K
GUT
2671
Gabelli Utility Trust
GUT
$559M
$346K ﹤0.01%
49,739
-91,251
-65% -$639K
EWY icon
2672
iShares MSCI South Korea ETF
EWY
$24.1B
$345K ﹤0.01%
5,700
+1,100
+24% +$71.4K
STFC
2673
DELISTED
State Auto Financial Corp
STFC
$345K ﹤0.01%
16,823
+7,896
+88% +$172K
SNY icon
2674
Sanofi
SNY
$104B
$344K ﹤0.01%
6,105
-8,543
-58% -$459K
PSB
2675
DELISTED
PS Business Parks, Inc.
PSB
$343K ﹤0.01%
4,511
-878
-16% -$71.5K
105 106
107
108 109

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.