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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
(+13%)
Cap. Flow
+$3.68B
Cap. Flow
% of AUM
8.65%
Top 10 Holdings %
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$209M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$209M |
| 3 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 4 |
Packaging Corp of America
PKG
|
+$55.6M |
| 5 |
Cadence Design Systems
CDNS
|
+$45.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
RAI
Reynolds American Inc
RAI
|
+$68.3M |
| 2 |
WFM
Whole Foods Market Inc
WFM
|
+$64M |
| 3 |
SPLS
Staples Inc
SPLS
|
+$47.8M |
| 4 |
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
|
+$46.6M |
| 5 |
DD
Du Pont De Nemours E I
DD
|
+$41.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.83% |
| 2 | Financials | 12.17% |
| 3 | Healthcare | 10.88% |
| 4 | Industrials | 10.2% |
| 5 | Consumer Discretionary | 9.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AIFU
2626
AIFU Inc
AIFU
$213M
| $175K | ﹤0.01% |
35
| – | – |
|
|
HIBB
2627
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $174K | ﹤0.01% |
12,232
+1,910
| +19% | +$28.3K |
|
|
ALDW
2628
DELISTED
Alon USA Partners LP
ALDW
| $174K | ﹤0.01% |
15,088
-5,142
| -25% | -$57.6K |
|
|
VG
2629
DELISTED
Vonage Holdings Corporation
VG
| $174K | ﹤0.01% |
21,320
+1,461
| +7% | +$11K |
|
|
LAYN
2630
DELISTED
Layne Christensen Co
LAYN
| $173K | ﹤0.01% |
13,750
-266
| -2% | -$2.81K |
|
2631
RadNet
RDNT
$5.25B
| $172K | ﹤0.01% |
14,880
+65
| +0.4% | +$595 |
|
2632
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$338M
| $166K | ﹤0.01% |
10,606
-10,210
| -49% | -$157K |
|
|
OCSI
2633
DELISTED
Oaktree Strategic Income Corporation
OCSI
| $166K | ﹤0.01% |
18,881
+367
| +2% | +$3.17K |
|
|
SN
2634
DELISTED
Sanchez Energy Corporation
SN
| $166K | ﹤0.01% |
34,770
+10,227
| +42% | +$52.5K |
|
2635
Titan International
TWI
$466M
| $163K | ﹤0.01% |
16,006
+324
| +2% | +$3.37K |
|
|
CALY
2636
Callaway Golf Company
CALY
$3.43B
| $162K | ﹤0.01% |
11,160
-9,653
| -46% | -$128K |
|
|
PES
2637
DELISTED
Pioneer Energy Services Corp.
PES
| $162K | ﹤0.01% |
63,687
+456
| +0.7% | +$968 |
|
2638
CPI Card Group
PMTS
$252M
| $154K | ﹤0.01% |
26,030
+1,686
| +7% | +$14.6K |
|
|
UCFC
2639
DELISTED
United Community Financial Corp
UCFC
| $149K | ﹤0.01% |
15,429
+60
| +0.4% | +$541 |
|
|
ENZ
2640
DELISTED
Enzo Biochem, Inc.
ENZ
| $139K | ﹤0.01% |
13,331
+52
| +0.4% | +$577 |
|
2641
Gogo Inc
GOGO
$606M
| $134K | ﹤0.01% |
11,426
-35
| -0.3% | -$447 |
|
|
ORC
2642
Orchid Island Capital
ORC
$1.29B
| $129K | ﹤0.01% |
+2,545
| New | +$125K |
|
|
SVA
2643
DELISTED
Sinovac Biotech, Ltd
SVA
| $129K | ﹤0.01% |
18,382
+91
| +0.5% | +$621 |
|
2644
Barclays
BCS
$93.8B
| $127K | ﹤0.01% |
12,774
-1,963
| -13% | -$19.5K |
|
2645
Enel Chile
ENIC
$6.24B
| $122K | ﹤0.01% |
20,366
-1,352
| -6% | -$7.7K |
|
2646
Expro Ltd
XPRO
$1.79B
| $122K | ﹤0.01% |
2,652
-415
| -14% | -$18.6K |
|
2647
National CineMedia
NCMI
$392M
| $117K | ﹤0.01% |
1,682
-1,678
| -50% | -$108K |
|
|
XIN
2648
DELISTED
Xinyuan Real Estate
XIN
| $113K | ﹤0.01% |
1,995
-3,378
| -63% | -$183K |
|
2649
Babcock & Wilcox
BW
$1.42B
| $112K | ﹤0.01% |
3,361
+102
| +3% | +$6.27K |
|
2650
AXT Inc
AXTI
$4.49B
| $106K | ﹤0.01% |
11,782
+46
| +0.4% | +$360 |
|
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Guggenheim Capital's Q3 2017 Portfolio in Review
As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.
- Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
- Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
- Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
- Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
- Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
- Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
- Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.
Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.