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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTTI
2626
DELISTED
VTTI Energy Partners LP
VTTI
$260K ﹤0.01%
+16,093
New +$282K
HOFT icon
2627
Hooker Furnishings Corp
HOFT
$163M
$258K ﹤0.01%
+6,791
New +$195K
EPP icon
2628
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$257K ﹤0.01%
+6,500
New +$267K
GDDY icon
2629
GoDaddy
GDDY
$11.4B
$257K ﹤0.01%
7,352
-3,449
-32% -$121K
BHC icon
2630
Bausch Health
BHC
$2.21B
$255K ﹤0.01%
17,540
+2,752
+19% +$50.5K
XYZ
2631
Block Inc
XYZ
$47B
$255K ﹤0.01%
18,680
+727
+4% +$9.05K
ORA icon
2632
Ormat Technologies
ORA
$6.6B
$253K ﹤0.01%
4,707
-414
-8% -$20.1K
ANH
2633
DELISTED
Anworth Mortgage Asset Corporation
ANH
$253K ﹤0.01%
49,080
+13,490
+38% +$68.1K
JMEI
2634
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$253K ﹤0.01%
5,044
+2,750
+120% +$138K
YELL
2635
DELISTED
Yellow Corporation Common Stock
YELL
$252K ﹤0.01%
+18,969
New +$239K
EDE
2636
DELISTED
Empire District Electric
EDE
$252K ﹤0.01%
7,372
-41,942
-85% -$1.43M
TDTF icon
2637
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$250K ﹤0.01%
+10,000
New +$252K
EXTR icon
2638
Extreme Networks
EXTR
$3.18B
$249K ﹤0.01%
49,476
-7,072
-13% -$32K
WTMF icon
2639
WisdomTree Managed Futures Strategy Fund
WTMF
$247M
$249K ﹤0.01%
+6,000
New +$249K
OKSB
2640
DELISTED
Southwest Bancorp Inc/OK
OKSB
$247K ﹤0.01%
+8,509
New +$187K
CFFN icon
2641
Capitol Federal Financial
CFFN
$1.11B
$246K ﹤0.01%
14,930
+432
+3% +$6.64K
DVY icon
2642
iShares Select Dividend ETF
DVY
$23.5B
$246K ﹤0.01%
2,782
+1,329
+91% +$114K
CET
2643
Central Securities Corp
CET
$1.64B
$244K ﹤0.01%
+11,218
New +$238K
ALJ
2644
DELISTED
Alon USA Energy Inc
ALJ
$244K ﹤0.01%
21,422
-1,668
-7% -$15.6K
MEP
2645
DELISTED
Midcoast Energy Partners, L.P.
MEP
$244K ﹤0.01%
34,569
-33,079
-49% -$245K
ECON icon
2646
Columbia Emerging Markets Consumer ETF
ECON
$333M
$243K ﹤0.01%
+10,982
New +$255K
PENN icon
2647
PENN Entertainment
PENN
$2.69B
$243K ﹤0.01%
17,649
-48,590
-73% -$662K
NVRO
2648
DELISTED
NEVRO CORP.
NVRO
$242K ﹤0.01%
3,332
-34
-1% -$2.91K
TRVN
2649
DELISTED
Trevena, Inc.
TRVN
$241K ﹤0.01%
66
– –
AGD
2650
abrdn Global Dynamic Dividend Fund
AGD
$318M
$238K ﹤0.01%
27,119
+328
+1% +$2.81K
104 105
106
107 108

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.