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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GNT
2626
GAMCO Natural Resources, Gold & Income Trust
GNT
$140M
| $223K | ﹤0.01% |
28,884
-97
| -0.3% | -$758 |
|
|
DOOR
2627
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $223K | ﹤0.01% |
3,584
+317
| +10% | +$21.3K |
|
|
BEL
2628
DELISTED
Belmond Ltd.
BEL
| $222K | ﹤0.01% |
17,469
-1,937
| -10% | -$22.1K |
|
2629
Shake Shack
SHAK
$3B
| $221K | ﹤0.01% |
6,369
-347
| -5% | -$12.9K |
|
2630
Simpson Manufacturing
SSD
$8.12B
| $218K | ﹤0.01% |
+4,954
| New | +$211K |
|
2631
Ethan Allen Interiors
ETD
$614M
| $217K | ﹤0.01% |
6,923
-701
| -9% | -$23.8K |
|
2632
Adtran
ADTN
$641M
| $216K | ﹤0.01% |
11,261
-11,920
| -51% | -$220K |
|
|
IBA
2633
DELISTED
Industrias Bachoco SAB De C.V.
IBA
| $216K | ﹤0.01% |
4,311
-286
| -6% | -$14.9K |
|
|
WIRE
2634
DELISTED
Encore Wire Corp
WIRE
| $215K | ﹤0.01% |
5,835
-214
| -4% | -$8.19K |
|
|
BAS
2635
DELISTED
Basis Energy Services, Inc.
BAS
| $215K | ﹤0.01% |
455
+134
| +42% | +$61.3K |
|
2636
IMAX
IMAX
$2.78B
| $212K | ﹤0.01% |
7,333
-548
| -7% | -$16.7K |
|
|
MCR
2637
DELISTED
MFS Charter Income Trust
MCR
| $212K | ﹤0.01% |
24,542
-9,535
| -28% | -$82.1K |
|
|
TRCO
2638
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
| $211K | ﹤0.01% |
5,774
-4,464
| -44% | -$169K |
|
2639
United Fire Group
UFCS
$1.39B
| $210K | ﹤0.01% |
+4,962
| New | +$211K |
|
2640
Westlake Chemical Partners
WLKP
$750M
| $210K | ﹤0.01% |
+9,184
| New | +$208K |
|
2641
Five Below
FIVE
$12.4B
| $209K | ﹤0.01% |
5,186
-564
| -10% | -$26.1K |
|
2642
WSFS Financial
WSFS
$4.23B
| $209K | ﹤0.01% |
5,712
-823
| -13% | -$29.7K |
|
|
XYZ
2643
Block Inc
XYZ
$50.1B
| $209K | ﹤0.01% |
+17,953
| New | +$196K |
|
2644
VEON
VEON
$3.78B
| $208K | ﹤0.01% |
2,391
+1,341
| +128% | +$135K |
|
|
GHL
2645
DELISTED
Greenhill & Co., Inc.
GHL
| $207K | ﹤0.01% |
8,792
-1,416
| -14% | -$29.6K |
|
|
TLI
2646
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
| $206K | ﹤0.01% |
+19,227
| New | +$203K |
|
2647
Dine Brands
DIN
$453M
| $205K | ﹤0.01% |
2,587
-366
| -12% | -$29.1K |
|
|
HIE
2648
DELISTED
Miller/Howard High Income Equity Fund
HIE
| $205K | ﹤0.01% |
+16,459
| New | +$208K |
|
2649
Barrett Business Services
BBSI
$985M
| $204K | ﹤0.01% |
+16,448
| New | +$186K |
|
2650
Capitol Federal Financial
CFFN
$1.12B
| $204K | ﹤0.01% |
14,498
-255
| -2% | -$3.6K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.