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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHH
2626
DELISTED
PHH Corporation
PHH
$402K ﹤0.01%
17,961
+6,676
+59% +$158K
CHMT
2627
DELISTED
Chemtura Corporation
CHMT
$399K ﹤0.01%
17,092
-6,035
-26% -$150K
SZMK
2628
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$399K ﹤0.01%
51,558
-1,125
-2% -$10K
GAM
2629
General American Investors Company
GAM
$1.61B
$397K ﹤0.01%
10,719
+5,126
+92% +$191K
SWZ
2630
Swiss Helvetia Fund
SWZ
$77.5M
$397K ﹤0.01%
29,335
+7,673
+35% +$108K
ESI icon
2631
Element Solutions
ESI
$9.23B
$395K ﹤0.01%
15,770
+600
+4% +$15.8K
VEEV icon
2632
Veeva Systems
VEEV
$37.4B
$391K ﹤0.01%
13,895
+519
+4% +$13.4K
MNDT
2633
DELISTED
Mandiant, Inc. Common Stock
MNDT
$389K ﹤0.01%
12,737
+1,054
+9% +$34.9K
CORP icon
2634
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$386K ﹤0.01%
+3,773
New +$390K
IWB icon
2635
iShares Russell 1000 ETF
IWB
$50.1B
$385K ﹤0.01%
+3,500
New +$387K
RNR icon
2636
RenaissanceRe
RNR
$13.4B
$385K ﹤0.01%
3,850
+214
+6% +$22K
TTC icon
2637
Toro Company
TTC
$9.49B
$385K ﹤0.01%
13,018
-16,836
-56% -$513K
HA
2638
DELISTED
Hawaiian Holdings, Inc.
HA
$385K ﹤0.01%
28,619
-11,796
-29% -$170K
GOGO icon
2639
Gogo Inc
GOGO
$491M
$381K ﹤0.01%
22,570
-340
-1% -$5.8K
BBG
2640
DELISTED
Bill Barrett Corp
BBG
$378K ﹤0.01%
17,148
-12,103
-41% -$282K
WUBA
2641
DELISTED
58.com Inc
WUBA
$375K ﹤0.01%
10,078
+658
+7% +$30.4K
RELX icon
2642
RELX
RELX
$62B
$374K ﹤0.01%
+23,224
New +$377K
CSOD
2643
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$374K ﹤0.01%
10,883
+2,178
+25% +$85.9K
CBSH icon
2644
Commerce Bancshares
CBSH
$8.5B
$373K ﹤0.01%
14,988
+2,101
+16% +$53.6K
PPT
2645
Franklin Premier Income Trust
PPT
$328M
$373K ﹤0.01%
68,065
-6,145
-8% -$33.8K
POLY
2646
DELISTED
Plantronics, Inc.
POLY
$373K ﹤0.01%
7,796
-501
-6% -$24K
HHS icon
2647
Harte-Hanks
HHS
$372K ﹤0.01%
5,829
-178
-3% -$12.1K
DHX icon
2648
DHI Group
DHX
$173M
$371K ﹤0.01%
44,279
-4,560
-9% -$37.7K
KAI icon
2649
Kadant
KAI
$3.99B
$371K ﹤0.01%
9,500
-4,351
-31% -$171K
DFT
2650
DELISTED
DuPont Fabros Technology Inc.
DFT
$371K ﹤0.01%
13,727
-2,089
-13% -$57.7K
104 105
106
107 108

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.