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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YELL
2601
DELISTED
Yellow Corporation Common Stock
YELL
$222K ﹤0.01%
16,052
+5,528
+53% +$69.7K
SHYF
2602
DELISTED
The Shyft Group
SHYF
$221K ﹤0.01%
20,155
-310
-2% -$2.89K
HK
2603
DELISTED
Halcon Resources Corporation
HK
$220K ﹤0.01%
+32,271
New +$202K
SGYP
2604
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$219K ﹤0.01%
75,701
-378,642
-83% -$1.29M
QIWI
2605
DELISTED
QIWI PLC
QIWI
$219K ﹤0.01%
12,956
-95,907
-88% -$1.8M
AZUL
2606
DELISTED
Azul
AZUL
$216K ﹤0.01%
+7,854
New +$201K
CRESY
2607
Cresud
CRESY
$796M
$215K ﹤0.01%
12,809
+279
+2% +$4.7K
WNS
2608
DELISTED
WNS Holdings
WNS
$215K ﹤0.01%
5,903
-1,352
-19% -$47.5K
EHIC
2609
DELISTED
eHi Car Services Limited
EHIC
$214K ﹤0.01%
+21,859
New +$209K
SPXC icon
2610
SPX Corp
SPXC
$10.7B
$212K ﹤0.01%
+7,215
New +$190K
LILA icon
2611
Liberty Latin America Class A
LILA
$1.69B
$211K ﹤0.01%
13,864
-1,798
-11% -$29K
AJRD
2612
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$208K ﹤0.01%
+5,955
New +$160K
MTL
2613
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$192K ﹤0.01%
37,102
-218
-0.6% -$1.12K
AMPY icon
2614
Amplify Energy
AMPY
$166M
$189K ﹤0.01%
+12,136
New +$174K
APF
2615
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$189K ﹤0.01%
10,991
-2,412
-18% -$41.2K
AMID
2616
DELISTED
American Midstream Partners, LP
AMID
$187K ﹤0.01%
13,750
-11,060
-45% -$149K
THQ
2617
abrdn Healthcare Opportunities Fund
THQ
$777M
$186K ﹤0.01%
+10,016
New +$184K
TEI
2618
Templeton Emerging Markets Income Fund
TEI
$315M
$185K ﹤0.01%
+15,977
New +$182K
WT icon
2619
WisdomTree
WT
$3.21B
$182K ﹤0.01%
17,912
+1,362
+8% +$13.2K
KRNY icon
2620
Kearny Financial
KRNY
$610M
$181K ﹤0.01%
+11,816
New +$172K
MXF
2621
Mexico Fund
MXF
$311M
$181K ﹤0.01%
+10,555
New +$187K
AEG icon
2622
Aegon
AEG
$14B
$177K ﹤0.01%
37,653
+2,409
+7% +$10.9K
SC
2623
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$177K ﹤0.01%
11,520
+1,470
+15% +$20.1K
PRDO icon
2624
Perdoceo Education
PRDO
$2.04B
$176K ﹤0.01%
17,074
-1,283
-7% -$11.9K
RC
2625
Ready Capital
RC
$276M
$175K ﹤0.01%
11,157
+77
+0.7% +$1.16K
103 104
105
106 107

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.