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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDDY icon
2601
GoDaddy
GDDY
$11.7B
$223K ﹤0.01%
5,886
-1,466
-20% -$53.1K
IMOS
2602
ChipMOS TECHNOLOGIES
IMOS
$1.67B
$223K ﹤0.01%
+10,690
New +$201K
UMC icon
2603
United Microelectronic
UMC
$46.2B
$222K ﹤0.01%
114,812
-184,796
-62% -$351K
AMC icon
2604
AMC Entertainment Holdings
AMC
$2.5B
$216K ﹤0.01%
+684
New +$218K
SHOP icon
2605
Shopify
SHOP
$153B
$216K ﹤0.01%
31,800
-30,200
-49% -$174K
FRP
2606
DELISTED
Fairpoint Communications, Inc.
FRP
$215K ﹤0.01%
12,980
-2,083
-14% -$36.6K
CORT icon
2607
Corcept Therapeutics
CORT
$12.3B
$213K ﹤0.01%
19,441
-7,147
-27% -$62.8K
ZG icon
2608
Zillow
ZG
$8.08B
$212K ﹤0.01%
6,274
-1,190
-16% -$42.4K
VIA
2609
DELISTED
Viacom Inc. Class A
VIA
$210K ﹤0.01%
4,315
-131
-3% -$5.88K
AXIA
2610
AXIA Energia
AXIA
$23.7B
$208K ﹤0.01%
48,392
+14,189
+41% +$74.5K
STS
2611
DELISTED
Supreme Industries Inc Class A
STS
$208K ﹤0.01%
+10,317
New +$193K
QSR icon
2612
Restaurant Brands International
QSR
$25.2B
$207K ﹤0.01%
3,718
-4,960
-57% -$260K
VRNS icon
2613
Varonis Systems
VRNS
$4.74B
$207K ﹤0.01%
+19,686
New +$188K
OTEX icon
2614
Open Text
OTEX
$6.3B
$203K ﹤0.01%
+5,971
New +$199K
TRNO icon
2615
Terreno Realty
TRNO
$7.54B
$203K ﹤0.01%
+7,262
New +$201K
WLKP icon
2616
Westlake Chemical Partners
WLKP
$766M
$202K ﹤0.01%
+8,039
New +$194K
H icon
2617
Hyatt Hotels
H
$16.3B
$201K ﹤0.01%
3,710
-9,723
-72% -$524K
YRD
2618
Yiren Digital
YRD
$97.1M
$201K ﹤0.01%
+8,007
New +$192K
PTR
2619
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$201K ﹤0.01%
2,744
-6,608
-71% -$510K
FIT
2620
DELISTED
Fitbit, Inc. Class A common stock
FIT
$201K ﹤0.01%
34,148
-2,063
-6% -$13.1K
RP
2621
DELISTED
RealPage, Inc.
RP
$200K ﹤0.01%
5,692
-1,701
-23% -$55.5K
FAM
2622
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$199K ﹤0.01%
17,173
-26,945
-61% -$306K
ETSY icon
2623
Etsy
ETSY
$7.9B
$195K ﹤0.01%
18,413
-15,593
-46% -$183K
GIG
2624
DELISTED
GigPeak, Inc.
GIG
$193K ﹤0.01%
62,990
+41,818
+198% +$119K
PDLI
2625
DELISTED
PDL BioPharma, Inc.
PDLI
$192K ﹤0.01%
84,970
-4,319
-5% -$9.55K
103 104
105
106 107

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.