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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRP
2601
DELISTED
Fairpoint Communications, Inc.
FRP
$251K ﹤0.01%
16,689
-728
-4% -$10.7K
WABC icon
2602
Westamerica Bancorp
WABC
$1.38B
$249K ﹤0.01%
4,901
-959
-16% -$46.7K
ORA icon
2603
Ormat Technologies
ORA
$6.02B
$248K ﹤0.01%
5,121
-472
-8% -$22.3K
CRR
2604
DELISTED
Carbo Ceramics Inc.
CRR
$246K ﹤0.01%
22,456
-3,595
-14% -$46.2K
ILG
2605
DELISTED
ILG, Inc Common Stock
ILG
$245K ﹤0.01%
14,280
-102,933
-88% -$1.78M
BKD icon
2606
Brookdale Senior Living
BKD
$3.45B
$240K ﹤0.01%
13,744
+693
+5% +$11.9K
SWBI icon
2607
Smith & Wesson
SWBI
$658M
$240K ﹤0.01%
11,718
-740
-6% -$16.2K
ALX
2608
Alexander's
ALX
$1.42B
$239K ﹤0.01%
570
-226
-28% -$97K
KLDX
2609
DELISTED
KLONDEX MINES LTD
KLDX
$238K ﹤0.01%
+41,432
New +$208K
WF icon
2610
Woori Financial
WF
$16.9B
$236K ﹤0.01%
7,500
-4,200
-36% -$119K
MCN
2611
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$235K ﹤0.01%
30,261
– –
AGD
2612
abrdn Global Dynamic Dividend Fund
AGD
$317M
$233K ﹤0.01%
26,791
-75
-0.3% -$656
ARCO icon
2613
Arcos Dorados Holdings
ARCO
$1.78B
$233K ﹤0.01%
45,458
-10,526
-19% -$54.6K
NWPX icon
2614
NWPX Infrastructure Inc
NWPX
$1.2B
$232K ﹤0.01%
19,621
-895
-4% -$10.3K
RMR icon
2615
The RMR Group
RMR
$324M
$232K ﹤0.01%
6,118
-3,029
-33% -$110K
EMES
2616
DELISTED
Emerge Energy Services LP
EMES
$232K ﹤0.01%
17,772
-9,774
-35% -$112K
WES
2617
DELISTED
Western Gas Partners Lp
WES
$232K ﹤0.01%
4,206
-40,887
-91% -$2.05M
EFF
2618
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$231K ﹤0.01%
14,795
-5,561
-27% -$85.6K
NTT
2619
DELISTED
Nippon Telegraph & Telephone
NTT
$231K ﹤0.01%
+5,048
New +$236K
OLED icon
2620
Universal Display
OLED
$3.95B
$230K ﹤0.01%
+4,137
New +$262K
VAC icon
2621
Marriott Vacations Worldwide
VAC
$3.49B
$228K ﹤0.01%
3,104
-626
-17% -$46.5K
OLBK
2622
DELISTED
Old Line Bancshares, Inc.
OLBK
$228K ﹤0.01%
+11,513
New +$221K
AEG icon
2623
Aegon
AEG
$14B
$226K ﹤0.01%
75,982
+6,213
+9% +$18.5K
SRG
2624
Seritage Growth Properties
SRG
$139M
$224K ﹤0.01%
4,418
-2,879
-39% -$139K
EOCA
2625
DELISTED
Endesa Americas S.A.
EOCA
$224K ﹤0.01%
16,300
-12,744
-44% -$177K
103 104
105
106 107

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.