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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICB
2601
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$399K ﹤0.01%
22,217
-11,934
-35% -$211K
AWH
2602
DELISTED
Allied World Assurance Co Hld Lt
AWH
$399K ﹤0.01%
10,515
+4,580
+77% +$172K
MOG.A icon
2603
Moog Inc Class A
MOG.A
$13B
$397K ﹤0.01%
5,362
-2,130
-28% -$154K
LKM
2604
DELISTED
Link Motion Inc.
LKM
$397K ﹤0.01%
101,479
-14,001
-12% -$94K
KAI icon
2605
Kadant
KAI
$3.95B
$395K ﹤0.01%
9,254
-246
-3% -$9.96K
SFLY
2606
DELISTED
Shutterfly, Inc.
SFLY
$391K ﹤0.01%
9,377
+3,105
+50% +$132K
LTRPA
2607
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$390K ﹤0.01%
14,511
-4,226
-23% -$117K
OLP
2608
One Liberty Properties
OLP
$527M
$389K ﹤0.01%
+16,458
New +$372K
ASPS icon
2609
Altisource Portfolio Solutions
ASPS
$66M
$387K ﹤0.01%
1,431
+905
+172% +$467K
PLCM
2610
DELISTED
POLYCOM INC
PLCM
$385K ﹤0.01%
28,552
-11,245
-28% -$143K
DDC
2611
DELISTED
Dominion Diamond Corporation
DDC
$384K ﹤0.01%
21,371
-30,761
-59% -$477K
MBI icon
2612
MBIA
MBI
$269M
$382K ﹤0.01%
39,978
-8,014
-17% -$77.3K
HT
2613
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$379K ﹤0.01%
13,496
+2,533
+23% +$71.8K
RELX icon
2614
RELX
RELX
$62.4B
$378K ﹤0.01%
22,236
-988
-4% -$16.3K
BX icon
2615
Blackstone
BX
$107B
$376K ﹤0.01%
+11,311
New +$354K
GAM
2616
General American Investors Company
GAM
$1.6B
$375K ﹤0.01%
10,719
– –
RWT
2617
Redwood Trust
RWT
$573M
$371K ﹤0.01%
18,827
-809,752
-98% -$15.2M
AXTA icon
2618
Axalta
AXTA
$8.03B
$370K ﹤0.01%
+14,223
New +$350K
ABG icon
2619
Asbury Automotive
ABG
$3.88B
$369K ﹤0.01%
+4,854
New +$348K
BRP
2620
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$369K ﹤0.01%
+15,325
New +$341K
ZTR
2621
Virtus Total Return Fund
ZTR
$337M
$366K ﹤0.01%
26,092
– –
CSI
2622
DELISTED
Cutwater Select Income Fund
CSI
$365K ﹤0.01%
18,853
-16,742
-47% -$328K
GPI icon
2623
Group 1 Automotive
GPI
$3.23B
$364K ﹤0.01%
4,062
-26,779
-87% -$2.25M
HZNP
2624
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$364K ﹤0.01%
28,241
-495
-2% -$6.2K
TMUS icon
2625
T-Mobile US
TMUS
$193B
$363K ﹤0.01%
13,466
-5,443
-29% -$150K
103 104
105
106 107

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.