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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAMI
2576
Acadian Asset Management
AAMI
$3.08B
$248K ﹤0.01%
16,393
+4,906
+43% +$72.3K
SN
2577
DELISTED
Sanchez Energy Corporation
SN
$248K ﹤0.01%
26,029
-2,713
-9% -$30.4K
UTEK
2578
DELISTED
Ultratech Inc.
UTEK
$247K ﹤0.01%
+8,337
New +$231K
ADAM
2579
Adamas Trust
ADAM
$815M
$245K ﹤0.01%
9,909
-1,470
-13% -$37.9K
ALJ
2580
DELISTED
Alon USA Energy Inc
ALJ
$244K ﹤0.01%
20,068
-1,354
-6% -$16.2K
CLMT icon
2581
Calumet Specialty Products
CLMT
$3.85B
$243K ﹤0.01%
63,869
-19,668
-24% -$77.9K
NTUS
2582
DELISTED
Natus Medical Inc
NTUS
$243K ﹤0.01%
+6,186
New +$232K
BLDR icon
2583
Builders FirstSource
BLDR
$7.15B
$240K ﹤0.01%
+16,197
New +$209K
EXD
2584
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$240K ﹤0.01%
+21,702
New +$249K
NAV
2585
DELISTED
Navistar International
NAV
$240K ﹤0.01%
9,722
+3,152
+48% +$86.7K
XIN
2586
DELISTED
Xinyuan Real Estate
XIN
$238K ﹤0.01%
5,396
+1,664
+45% +$83.5K
EC icon
2587
Ecopetrol
EC
$34.5B
$236K ﹤0.01%
25,396
-35,239
-58% -$326K
TEO icon
2588
Telecom Argentina
TEO
$6.03B
$236K ﹤0.01%
10,610
-107,411
-91% -$2.29M
ORA icon
2589
Ormat Technologies
ORA
$6B
$234K ﹤0.01%
4,096
-611
-13% -$33.9K
SHAK icon
2590
Shake Shack
SHAK
$2.53B
$233K ﹤0.01%
6,977
-1,273
-15% -$44K
SPIL
2591
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$233K ﹤0.01%
28,779
-73,482
-72% -$568K
CRESY
2592
Cresud
CRESY
$795M
$232K ﹤0.01%
+12,906
New +$211K
DFIN icon
2593
Donnelley Financial Solutions
DFIN
$1.16B
$230K ﹤0.01%
11,930
-15,261
-56% -$344K
INGN icon
2594
Inogen
INGN
$175M
$228K ﹤0.01%
2,933
-207
-7% -$14.3K
BB icon
2595
BlackBerry
BB
$4.98B
$227K ﹤0.01%
29,320
-3,950
-12% -$28.1K
EXTR icon
2596
Extreme Networks
EXTR
$3.94B
$227K ﹤0.01%
30,181
-19,295
-39% -$116K
NOAH
2597
Noah Holdings
NOAH
$580M
$224K ﹤0.01%
8,849
-1,325
-13% -$33.2K
OSIS icon
2598
OSI Systems
OSIS
$3.65B
$224K ﹤0.01%
3,064
-839
-21% -$62.3K
TGS icon
2599
Transportadora de Gas del Sur
TGS
$4.79B
$224K ﹤0.01%
16,361
+3,899
+31% +$43.5K
AGD
2600
abrdn Global Dynamic Dividend Fund
AGD
$318M
$223K ﹤0.01%
22,808
-4,311
-16% -$40.7K
102 103
104
105 106

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.