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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
(+8.8%)
Cap. Flow
+$1.71B
Cap. Flow
% of AUM
4.89%
Top 10 Holdings %
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SandRidge Energy
SD
|
+$44.3M |
| 2 |
Howmet Aerospace
HWM
|
+$42.3M |
| 3 |
Coty
COTY
|
+$39.2M |
| 4 |
Applied Materials
AMAT
|
+$34.4M |
| 5 |
Charter Communications
CHTR
|
+$32.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alcoa
AA
|
+$47.5M |
| 2 |
DO
Diamond Offshore Drilling
DO
|
+$35.1M |
| 3 |
RAI
Reynolds American Inc
RAI
|
+$29.4M |
| 4 |
O-I Glass
OI
|
+$28M |
| 5 |
Mondelez International
MDLZ
|
+$24.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.98% |
| 2 | Technology | 12.86% |
| 3 | Healthcare | 11.03% |
| 4 | Industrials | 11.01% |
| 5 | Consumer Discretionary | 10.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TGI
2576
DELISTED
Triumph Group
TGI
| $305K | ﹤0.01% |
11,490
-78,691
| -87% | -$2.09M |
|
|
SLAI
2577
DELISTED
SOLAI Ltd ADS
SLAI
| $304K | ﹤0.01% |
284
+2
| +0.7% | +$2.16K |
|
|
AMWD
2578
DELISTED
American Woodmark
AMWD
| $303K | ﹤0.01% |
4,018
-20,982
| -84% | -$1.62M |
|
|
OLBK
2579
DELISTED
Old Line Bancshares, Inc.
OLBK
| $301K | ﹤0.01% |
12,537
+1,024
| +9% | +$22K |
|
|
ADAM
2580
Adamas Trust
ADAM
$856M
| $300K | ﹤0.01% |
11,379
-7,248
| -39% | -$184K |
|
2581
Tootsie Roll Industries
TR
$2.99B
| $299K | ﹤0.01% |
10,102
+614
| +6% | +$17.1K |
|
2582
OSI Systems
OSIS
$3.91B
| $298K | ﹤0.01% |
3,903
-9,259
| -70% | -$668K |
|
2583
Shake Shack
SHAK
$2.83B
| $296K | ﹤0.01% |
8,250
+1,881
| +30% | +$66K |
|
|
LUX
2584
DELISTED
Luxottica Group
LUX
| $295K | ﹤0.01% |
+5,488
| New | +$278K |
|
2585
Rollins
ROL
$17.7B
| $294K | ﹤0.01% |
19,609
-319,464
| -94% | -$4.43M |
|
2586
Shenandoah Telecom
SHEN
$742M
| $294K | ﹤0.01% |
+10,772
| New | +$289K |
|
|
HTY
2587
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
| $293K | ﹤0.01% |
30,121
-33,167
| -52% | -$339K |
|
2588
Viper Energy
VNOM
$14.9B
| $292K | ﹤0.01% |
18,147
-1,697
| -9% | -$26.7K |
|
|
AGC
2589
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $292K | ﹤0.01% |
49,630
| – | – |
|
2590
SS&C Technologies
SSNC
$18.7B
| $288K | ﹤0.01% |
10,056
-25,718
| -72% | -$797K |
|
2591
Wolverine World Wide
WWW
$1.56B
| $287K | ﹤0.01% |
13,133
-36,232
| -73% | -$821K |
|
2592
LivaNova
LIVN
$4.16B
| $286K | ﹤0.01% |
6,367
-57,410
| -90% | -$2.82M |
|
2593
HealthEquity
HQY
$8.65B
| $285K | ﹤0.01% |
+7,025
| New | +$272K |
|
2594
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$298M
| $285K | ﹤0.01% |
+3,906
| New | +$265K |
|
|
ETP
2595
DELISTED
Energy Transfer Partners, L.P.
ETP
| $285K | ﹤0.01% |
+11,865
| New | +$300K |
|
2596
Gerdau
GGB
$9.89B
| $283K | ﹤0.01% |
113,656
-33,237
| -23% | -$90.6K |
|
|
FRP
2597
DELISTED
Fairpoint Communications, Inc.
FRP
| $282K | ﹤0.01% |
15,063
-1,626
| -10% | -$27.4K |
|
|
CBD
2598
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $281K | ﹤0.01% |
16,967
-4,923
| -22% | -$81.8K |
|
2599
Dolby
DLB
$5.71B
| $280K | ﹤0.01% |
6,208
-786
| -11% | -$37.9K |
|
|
NRE
2600
DELISTED
NorthStar Realty Europe Corp.
NRE
| $280K | ﹤0.01% |
22,279
-20,192
| -48% | -$221K |
|
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Guggenheim Capital's Q4 2016 Portfolio in Review
As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.
Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.
- Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
- Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
- Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
- Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
- Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
- Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
- Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.
Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.