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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2576
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
| $278K | ﹤0.01% |
2,600
-6,054
| -70% | -$646K |
|
2577
Forward Air
FWRD
$487M
| $278K | ﹤0.01% |
6,430
+914
| +17% | +$41.5K |
|
|
RFP
2578
DELISTED
Resolute Forest Products Inc.
RFP
| $278K | ﹤0.01% |
58,772
+1,227
| +2% | +$6.69K |
|
|
SEMI
2579
DELISTED
SunEdison Semiconductor Limited
SEMI
| $278K | ﹤0.01% |
+24,416
| New | +$219K |
|
|
TRVN
2580
DELISTED
Trevena, Inc.
TRVN
| $277K | ﹤0.01% |
66
| – | – |
|
2581
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
| $276K | ﹤0.01% |
9,737
-27,899
| -74% | -$785K |
|
|
CUB
2582
DELISTED
Cubic Corporation
CUB
| $273K | ﹤0.01% |
5,833
-2,366
| -29% | -$105K |
|
2583
Veeco
VECO
$3.23B
| $271K | ﹤0.01% |
13,798
-9,651
| -41% | -$182K |
|
2584
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.86B
| $270K | ﹤0.01% |
10,050
-39,868
| -80% | -$1.05M |
|
2585
Invesco Bond Fund
VBF
$169M
| $270K | ﹤0.01% |
+13,932
| New | +$269K |
|
2586
ePlus
PLUS
$2.47B
| $269K | ﹤0.01% |
11,404
-1,444
| -11% | -$31.4K |
|
2587
Rogers Corp
ROG
$2.36B
| $267K | ﹤0.01% |
4,379
-1,452
| -25% | -$88.1K |
|
2588
Diodes
DIOD
$3.93B
| $265K | ﹤0.01% |
12,417
-4,804
| -28% | -$93.8K |
|
2589
Silgan Holdings
SLGN
$4.51B
| $265K | ﹤0.01% |
10,486
+1,330
| +15% | +$33.2K |
|
|
OCLR
2590
DELISTED
Oclaro Inc.
OCLR
| $264K | ﹤0.01% |
+30,917
| New | +$215K |
|
2591
Sumitomo Mitsui Financial
SMFG
$161B
| $263K | ﹤0.01% |
38,904
-19,699
| -34% | -$128K |
|
|
CALY
2592
Callaway Golf Company
CALY
$3.44B
| $262K | ﹤0.01% |
22,580
-1,653
| -7% | -$18.4K |
|
2593
Waterstone Financial
WSBF
$378M
| $262K | ﹤0.01% |
15,388
-2,973
| -16% | -$48.5K |
|
2594
Grupo Aeroportuario del Sureste
ASR
$8.19B
| $260K | ﹤0.01% |
1,779
-525
| -23% | -$80.2K |
|
2595
Tootsie Roll Industries
TR
$2.99B
| $260K | ﹤0.01% |
9,488
+1,172
| +14% | +$32.7K |
|
2596
BlackRock Income Trust
BKT
$339M
| $258K | ﹤0.01% |
13,288
-7,621
| -36% | -$150K |
|
|
OCSI
2597
DELISTED
Oaktree Strategic Income Corporation
OCSI
| $258K | ﹤0.01% |
30,136
-3,838
| -11% | -$32.6K |
|
2598
Extreme Networks
EXTR
$3.43B
| $253K | ﹤0.01% |
56,548
-2,865
| -5% | -$11.3K |
|
2599
Anika Therapeutics
ANIK
$257M
| $251K | ﹤0.01% |
5,244
-186
| -3% | -$9.19K |
|
2600
Univest Financial
UVSP
$1.22B
| $251K | ﹤0.01% |
+10,752
| New | +$240K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.