We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECK icon
2576
Teck Resources
TECK
$32.6B
$361K ﹤0.01%
93,588
-613,122
-87% -$3.04M
TIVO
2577
DELISTED
TIVO INC
TIVO
$360K ﹤0.01%
41,784
-88,167
-68% -$794K
STLA icon
2578
Stellantis
STLA
$20.8B
$359K ﹤0.01%
39,410
-2,845
-7% -$26.7K
VMI icon
2579
Valmont Industries
VMI
$9.53B
$357K ﹤0.01%
3,367
-237
-7% -$25.7K
CHS
2580
DELISTED
Chicos FAS, Inc.
CHS
$356K ﹤0.01%
33,325
+8,246
+33% +$107K
TNH
2581
DELISTED
Terra Nitrogen
TNH
$356K ﹤0.01%
3,507
-5,287
-60% -$565K
KW
2582
DELISTED
Kennedy-Wilson Holdings
KW
$355K ﹤0.01%
+14,757
New +$363K
HMC icon
2583
Honda
HMC
$41.3B
$354K ﹤0.01%
11,085
-2,727
-20% -$88.4K
CNXR
2584
DELISTED
Connecture, Inc.
CNXR
$354K ﹤0.01%
98,025
-50,304
-34% -$212K
CVLT icon
2585
Commault Systems
CVLT
$5.61B
$352K ﹤0.01%
8,927
+1,288
+17% +$50.3K
HRZN icon
2586
Horizon Technology Finance
HRZN
$311M
$352K ﹤0.01%
+30,049
New +$330K
CARO
2587
DELISTED
Carolina Financial Corp.
CARO
$352K ﹤0.01%
+19,535
New +$302K
CHN
2588
DELISTED
China Fund
CHN
$351K ﹤0.01%
22,620
+12,044
+114% +$204K
DMO
2589
Western Asset Mortgage Opportunity Fund
DMO
$120M
$351K ﹤0.01%
14,896
-511
-3% -$12.2K
BDC icon
2590
Belden
BDC
$5.19B
$350K ﹤0.01%
7,336
+3,010
+70% +$165K
WF icon
2591
Woori Financial
WF
$17.6B
$350K ﹤0.01%
+15,500
New +$383K
NPTN
2592
DELISTED
NEOPHOTONICS CORP
NPTN
$350K ﹤0.01%
32,320
-193,343
-86% -$1.75M
TSLF
2593
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$349K ﹤0.01%
22,002
-1,212
-5% -$18.6K
SSTK icon
2594
Shutterstock
SSTK
$219M
$344K ﹤0.01%
+10,640
New +$350K
MEG
2595
DELISTED
Media General, Inc
MEG
$344K ﹤0.01%
+21,280
New +$321K
MTDR icon
2596
Matador Resources
MTDR
$6.09B
$343K ﹤0.01%
17,341
+2,837
+20% +$69.2K
ROG icon
2597
Rogers Corp
ROG
$2.4B
$343K ﹤0.01%
6,650
+2,740
+70% +$144K
RBS.PRS.CL
2598
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$342K ﹤0.01%
13,476
-280
-2% -$7.1K
CCD
2599
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$341K ﹤0.01%
+18,901
New +$351K
SHLD
2600
DELISTED
Sears Holding Corporation
SHLD
$341K ﹤0.01%
16,569
-2,460
-13% -$55.4K
102 103
104
105 106

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.