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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNB
2551
DELISTED
Dun & Bradstreet
DNB
$304K ﹤0.01%
2,615
-8,418
-76% -$935K
AL
2552
DELISTED
Air Lease Corp
AL
$299K ﹤0.01%
7,017
-1,246
-15% -$49.7K
CLMT icon
2553
Calumet Specialty Products
CLMT
$3.69B
$299K ﹤0.01%
35,794
-12,836
-26% -$80K
NEO icon
2554
NeoGenomics
NEO
$2.04B
$299K ﹤0.01%
+26,919
New +$262K
ROL icon
2555
Rollins
ROL
$18.4B
$299K ﹤0.01%
14,562
-2,576
-15% -$49.7K
TR icon
2556
Tootsie Roll Industries
TR
$2.96B
$299K ﹤0.01%
10,316
-1,586
-13% -$44.8K
KLIC icon
2557
Kulicke & Soffa
KLIC
$4.72B
$294K ﹤0.01%
+13,646
New +$274K
WLY icon
2558
John Wiley & Sons Class A
WLY
$2.7B
$290K ﹤0.01%
5,422
-1,985
-27% -$106K
KRP icon
2559
Kimbell Royalty Partners
KRP
$1.46B
$289K ﹤0.01%
18,302
-27,899
-60% -$444K
NBH
2560
Neuberger Municipal Fund Inc
NBH
$300M
$287K ﹤0.01%
18,713
-5,554
-23% -$86.2K
CIO
2561
DELISTED
City Office REIT
CIO
$285K ﹤0.01%
+20,786
New +$264K
NOAH
2562
Noah Holdings
NOAH
$584M
$281K ﹤0.01%
8,750
+105
+1% +$3.21K
UPL
2563
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$279K ﹤0.01%
+32,203
New +$294K
WABC icon
2564
Westamerica Bancorp
WABC
$1.39B
$277K ﹤0.01%
4,645
-781
-14% -$42K
RFP
2565
DELISTED
Resolute Forest Products Inc.
RFP
$277K ﹤0.01%
54,865
-771
-1% -$3.63K
PRXL
2566
DELISTED
Parexel International Corp
PRXL
$276K ﹤0.01%
3,137
-18,026
-85% -$1.58M
S
2567
DELISTED
Sprint Corporation
S
$274K ﹤0.01%
35,353
-13,696
-28% -$112K
ERIC icon
2568
Ericsson
ERIC
$33.1B
$271K ﹤0.01%
47,201
-7,706
-14% -$47.6K
BEDU
2569
DELISTED
Bright Scholar Education Holdings
BEDU
$266K ﹤0.01%
+2,864
New +$197K
SHG icon
2570
Shinhan Financial Group
SHG
$33.4B
$266K ﹤0.01%
+6,007
New +$273K
BPFH
2571
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$266K ﹤0.01%
16,016
-80,193
-83% -$1.21M
GEL icon
2572
Genesis Energy
GEL
$1.89B
$265K ﹤0.01%
10,066
-493
-5% -$14K
ZGNX
2573
DELISTED
Zogenix, Inc.
ZGNX
$263K ﹤0.01%
+7,501
New +$102K
FCB
2574
DELISTED
FCB Financial Holdings, Inc.
FCB
$256K ﹤0.01%
5,301
-830
-14% -$37.9K
PTVCB
2575
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$254K ﹤0.01%
+11,267
New +$258K
101 102
103
104 105

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.