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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYT icon
2551
New York Times
NYT
$10.5B
$329K ﹤0.01%
24,752
+430
+2% +$5.32K
GNL icon
2552
Global Net Lease
GNL
$1.91B
$327K ﹤0.01%
13,924
+1,592
+13% +$36.4K
ARII
2553
DELISTED
American Railcar Industries, Inc.
ARII
$326K ﹤0.01%
7,198
-25,263
-78% -$1.07M
EUFN icon
2554
iShares MSCI Europe Financials ETF
EUFN
$4.26B
$325K ﹤0.01%
+17,156
New +$311K
PTHN
2555
DELISTED
Patheon N.V.
PTHN
$324K ﹤0.01%
+11,300
New +$312K
EFII
2556
DELISTED
Electronics for Imaging
EFII
$321K ﹤0.01%
+7,331
New +$322K
DCI icon
2557
Donaldson
DCI
$11.4B
$319K ﹤0.01%
7,586
-608
-7% -$24.1K
DDS icon
2558
Dillards
DDS
$9.64B
$319K ﹤0.01%
+5,093
New +$335K
NXST icon
2559
Nexstar Media Group
NXST
$5.74B
$319K ﹤0.01%
+5,035
New +$288K
AEG icon
2560
Aegon
AEG
$14B
$318K ﹤0.01%
74,742
-1,240
-2% -$4.62K
BMA icon
2561
Banco Macro
BMA
$5.51B
$317K ﹤0.01%
4,929
-819
-14% -$59K
DL
2562
DELISTED
China Distance Education Holdings Limited
DL
$315K ﹤0.01%
28,180
-2,601
-8% -$32.7K
DYN
2563
DELISTED
Dynegy, Inc.
DYN
$315K ﹤0.01%
37,285
-9,273
-20% -$91.4K
MEG
2564
DELISTED
Media General, Inc
MEG
$314K ﹤0.01%
16,700
+6,366
+62% +$115K
ASR icon
2565
Grupo Aeroportuario del Sureste
ASR
$8.33B
$313K ﹤0.01%
2,178
+399
+22% +$60.2K
DNR
2566
DELISTED
Denbury Resources, Inc.
DNR
$313K ﹤0.01%
85,225
-6,305
-7% -$20.3K
HAWK
2567
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$313K ﹤0.01%
+8,309
New +$296K
SGI
2568
Somnigroup International
SGI
$13.6B
$312K ﹤0.01%
18,280
-634,744
-97% -$9.48M
VSA
2569
VisionSys AI
VSA
$8.52M
$312K ﹤0.01%
8
+4
+100% +$154K
LGF.A
2570
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$311K ﹤0.01%
+11,563
New +$313K
ESRT icon
2571
Empire State Realty Trust
ESRT
$843M
$310K ﹤0.01%
15,372
-3,539
-19% -$70.2K
HTO
2572
H2O America
HTO
$2.59B
$309K ﹤0.01%
5,515
-7,677
-58% -$388K
EOCC
2573
DELISTED
Enel Generacion Chile S.A.
EOCC
$309K ﹤0.01%
15,901
-1,978
-11% -$39.2K
LAYN
2574
DELISTED
Layne Christensen Co
LAYN
$309K ﹤0.01%
28,441
-46,829
-62% -$453K
BKT icon
2575
BlackRock Income Trust
BKT
$339M
$307K ﹤0.01%
16,146
+2,858
+22% +$54.1K
101 102
103
104 105

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.