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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
2551
lululemon athletica
LULU
$14.6B
$335K ﹤0.01%
6,599
-3,820
-37% -$233K
ZF
2552
DELISTED
Virtus Total Return Fund Inc.
ZF
$335K ﹤0.01%
26,072
+8,394
+47% +$116K
CJES
2553
DELISTED
C&J ENERGY SVCS LTD
CJES
$335K ﹤0.01%
95,192
+27,432
+40% +$200K
ENB icon
2554
Enbridge
ENB
$112B
$333K ﹤0.01%
8,972
+1,072
+14% +$44.8K
BSCH
2555
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$332K ﹤0.01%
14,664
-215
-1% -$4.88K
IMAX icon
2556
IMAX
IMAX
$2.66B
$331K ﹤0.01%
9,784
-927
-9% -$32.1K
PE
2557
DELISTED
PARSLEY ENERGY INC
PE
$330K ﹤0.01%
21,889
-3,667
-14% -$57K
EPAM icon
2558
EPAM Systems
EPAM
$5.09B
$328K ﹤0.01%
+4,402
New +$318K
BSCG
2559
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$327K ﹤0.01%
14,736
-216
-1% -$4.79K
SEMG
2560
DELISTED
SEMGROUP CORPORATION
SEMG
$325K ﹤0.01%
7,518
-668
-8% -$40.5K
BFYT
2561
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$324K ﹤0.01%
64,761
-122,815
-65% -$583K
IID
2562
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$324K ﹤0.01%
51,069
-4,858
-9% -$34.9K
BRC icon
2563
Brady Corp
BRC
$4.57B
$323K ﹤0.01%
16,367
-9,881
-38% -$223K
MKSI icon
2564
MKS Inc
MKSI
$20.6B
$322K ﹤0.01%
9,608
-20,656
-68% -$718K
SWZ
2565
Swiss Helvetia Fund
SWZ
$77.5M
$322K ﹤0.01%
29,701
+5,262
+22% +$60K
HIBB
2566
DELISTED
Hibbett, Inc. Common Stock
HIBB
$322K ﹤0.01%
9,206
-3,603
-28% -$150K
BSCF
2567
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$321K ﹤0.01%
14,828
-217
-1% -$4.7K
CATO icon
2568
Cato Corp
CATO
$66.1M
$320K ﹤0.01%
9,420
-10,958
-54% -$399K
ICAD
2569
DELISTED
iCAD Inc
ICAD
$319K ﹤0.01%
93,654
+37,919
+68% +$138K
NSR
2570
DELISTED
Neustar Inc
NSR
$319K ﹤0.01%
11,746
-56,513
-83% -$1.6M
PMCS
2571
DELISTED
P M C SIERRA INC
PMCS
$317K ﹤0.01%
46,925
-36,844
-44% -$250K
ESE icon
2572
ESCO Technologies
ESE
$7.92B
$313K ﹤0.01%
8,731
+2,207
+34% +$81.1K
KOF icon
2573
Coca-Cola Femsa
KOF
$23.2B
$313K ﹤0.01%
+4,511
New +$331K
CEQP
2574
DELISTED
Crestwood Equity Partners LP
CEQP
$312K ﹤0.01%
13,657
-1,777
-12% -$58K
OVTI
2575
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$311K ﹤0.01%
11,860
-20,856
-64% -$519K
101 102
103
104 105

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.