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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
2551
Sumitomo Mitsui Financial
SMFG
$164B
$503K ﹤0.01%
61,373
-14,341
-19% -$118K
INVN
2552
DELISTED
Invensense Inc
INVN
$501K ﹤0.01%
25,464
-24,310
-49% -$573K
ACI
2553
DELISTED
ARCH COAL, INC.
ACI
$496K ﹤0.01%
23,399
-463
-2% -$13.9K
DBRG icon
2554
DigitalBridge
DBRG
$2.95B
$494K ﹤0.01%
+6,707
New +$504K
WSR
2555
DELISTED
Whitestone REIT
WSR
$493K ﹤0.01%
+35,354
New +$528K
MSD
2556
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$491K ﹤0.01%
50,644
+14,621
+41% +$147K
IMO icon
2557
Imperial Oil
IMO
$60.4B
$490K ﹤0.01%
10,389
+1,919
+23% +$98.6K
SXC icon
2558
SunCoke Energy
SXC
$797M
$489K ﹤0.01%
21,776
-436
-2% -$10.1K
PLCM
2559
DELISTED
POLYCOM INC
PLCM
$489K ﹤0.01%
39,797
+8,522
+27% +$111K
SXT icon
2560
Sensient Technologies
SXT
$5.53B
$484K ﹤0.01%
9,252
-10,983
-54% -$598K
ERUS
2561
DELISTED
iShares MSCI Russia ETF
ERUS
$484K ﹤0.01%
14,022
– –
JD icon
2562
JD.com
JD
$44.5B
$483K ﹤0.01%
+18,692
New +$538K
AKS
2563
DELISTED
AK Steel Holding Corp
AKS
$483K ﹤0.01%
60,284
+13,050
+28% +$122K
FIG
2564
DELISTED
Fortress Investment Group Llc
FIG
$483K ﹤0.01%
+70,209
New +$517K
EVHC
2565
DELISTED
Envision Healthcare Holdings Inc
EVHC
$482K ﹤0.01%
4,639
+1,677
+57% +$178K
FCFS icon
2566
FirstCash
FCFS
$8.78B
$481K ﹤0.01%
8,593
-919
-10% -$52.2K
CXH
2567
DELISTED
MFS Investment Grade Municipal Trust
CXH
$477K ﹤0.01%
52,181
-7,633
-13% -$70K
OC icon
2568
Owens Corning
OC
$12.4B
$475K ﹤0.01%
14,971
-933
-6% -$32.9K
RSXJ
2569
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$474K ﹤0.01%
15,965
– –
ORN icon
2570
Orion Group Holdings
ORN
$418M
$471K ﹤0.01%
47,221
-1,082
-2% -$11.4K
NES
2571
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$471K ﹤0.01%
31,875
+824
+3% +$13.1K
NDSN icon
2572
Nordson
NDSN
$17.3B
$470K ﹤0.01%
6,180
-101
-2% -$7.92K
JOE icon
2573
St. Joe Company
JOE
$3.83B
$469K ﹤0.01%
23,521
+2,010
+9% +$45.1K
TBHC
2574
DELISTED
The Brand House Collective
TBHC
$468K ﹤0.01%
29,031
-4,015
-12% -$72.9K
SCOR icon
2575
Comscore
SCOR
$109M
$465K ﹤0.01%
639
-67
-9% -$50.6K
101 102
103
104 105

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.