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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.47%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15B
AUM Growth
-$26B
Cap. Flow
-$26.2B
Cap. Flow %
-175.02%
Top 10 Hldgs %
16.62%
Holding
2,824
New
59
Increased
423
Reduced
1,872
Closed
463

Top Buys

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$24.9M
2
VTRS icon
Viatris
VTRS
+$22.8M
3
ACN icon
Accenture
ACN
+$17.8M
4
STX icon
Seagate
STX
+$14.1M
5
SHPG
Shire pic
SHPG
+$11.5M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$141M
2
META icon
Meta Platforms (Facebook)
META
+$109M
3
ADBE icon
Adobe
ADBE
+$107M
4
PYPL icon
PayPal
PYPL
+$107M
5
NVDA icon
NVIDIA
NVDA
+$104M

Sector Composition

Rank Sector Weight
1 Technology 13.52%
2 Healthcare 10.18%
3 Financials 9.9%
4 Consumer Discretionary 8.09%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAT icon
2526
Nordic American Tanker
NAT
$1.33B
– –
-1,520,415
Closed -$2.95M
NEU icon
2527
NewMarket
NEU
$8.18B
– –
-718
Closed -$288K
NNY icon
2528
Nuveen New York Municipal Value Fund
NNY
$157M
– –
-83,388
Closed -$766K
NOAH
2529
Noah Holdings
NOAH
$577M
– –
-10,532
Closed -$497K
NOG icon
2530
Northern Oil and Gas
NOG
$2.22B
– –
-1,011
Closed -$20K
NRO
2531
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
– –
-11,324
Closed -$52K
NTB icon
2532
Bank of N.T. Butterfield & Son
NTB
$2.46B
– –
-22,198
Closed -$996K
OEC icon
2533
Orion
OEC
$376M
– –
-35,206
Closed -$954K
OESX icon
2534
Orion Energy Systems
OESX
$42.2M
– –
-1,196
Closed -$10K
OPK icon
2535
Opko Health
OPK
$978M
– –
-71,464
Closed -$227K
ORC
2536
Orchid Island Capital
ORC
$1.27B
– –
-2,884
Closed -$106K
OSPN icon
2537
OneSpan
OSPN
$601M
– –
-17,637
Closed -$228K
PAM icon
2538
Pampa Energía
PAM
$4.56B
– –
-17,369
Closed -$1.04M
PFBC icon
2539
Preferred Bank
PFBC
$1.27B
– –
-18,229
Closed -$1.17M
PFO
2540
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
– –
-16,119
Closed -$175K
PFS icon
2541
Provident Financial Services
PFS
$3.3B
– –
-41,653
Closed -$1.07M
PI icon
2542
Impinj
PI
$5.12B
– –
-22,257
Closed -$290K
PLX icon
2543
Protalix BioTherapeutics
PLX
$191M
– –
-4,038
Closed -$22K
PMTS icon
2544
CPI Card Group
PMTS
$263M
– –
-23,319
Closed -$71K
PRTA icon
2545
Prothena Corp
PRTA
$444M
– –
-98,323
Closed -$3.61M
PTCT icon
2546
PTC Therapeutics
PTCT
$5.77B
– –
-65,289
Closed -$1.77M
PTN
2547
Palatin Technologies
PTN
$14.3M
– –
-35
Closed -$47K
PTY icon
2548
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
– –
-11,558
Closed -$196K
PZZA icon
2549
Papa John's
PZZA
$1.01B
– –
-6,900
Closed -$395K
HTT
2550
High Templar Tech Ltd
HTT
$393M
– –
-13,902
Closed -$163K
100 101
102
103 104

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2018 Portfolio in Review

As of Q2 2018, Guggenheim Capital held 2,824 positions worth $15B, down 63% from $41B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $26.2B in Q2 2018, closing 463 positions and reducing 1,872 holdings. Its most notable exit was CSRA Inc., an estimated $64.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in LyondellBasell Industries worth $24.9M.

  • Guggenheim Capital's largest Q2 2018 buy was LyondellBasell Industries: 226,660 shares worth $24.9M.
  • Guggenheim Capital added most to Shire pic in Q2 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q2 2018 reduction was Apple, cutting an estimated $141M.
  • Guggenheim Capital fully exited CSRA Inc. in Q2 2018, selling an estimated $64.7M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $15B portfolio in Q2 2018.
  • Guggenheim Capital opened 59 new positions and closed 463 in Q2 2018.
  • Guggenheim Capital's portfolio value fell 63% quarter-over-quarter to $15B.

Based on Guggenheim Capital's 13F filing for Q2 2018, filed 14 Aug 2018.