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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGB icon
2526
Gerdau
GGB
$9.93B
$322K ﹤0.01%
118,426
-46,216
-28% -$130K
TIMB icon
2527
TIM SA
TIMB
$9.04B
$319K ﹤0.01%
17,457
-18,081
-51% -$314K
WAB icon
2528
Wabtec
WAB
$50.1B
$319K ﹤0.01%
4,210
+287
+7% +$22.1K
AXIA
2529
AXIA Energia
AXIA
$24.1B
$318K ﹤0.01%
64,739
-17,678
-21% -$74K
GGG icon
2530
Graco
GGG
$13B
$317K ﹤0.01%
7,686
-1,158
-13% -$44.1K
OSPN icon
2531
OneSpan
OSPN
$588M
$317K ﹤0.01%
26,365
-1,799
-6% -$23K
FRTA
2532
DELISTED
Forterra, Inc
FRTA
$316K ﹤0.01%
70,372
+9,656
+16% +$58.6K
ELLI
2533
DELISTED
Ellie Mae Inc
ELLI
$316K ﹤0.01%
3,857
+296
+8% +$27.2K
BANR icon
2534
Banner Corp
BANR
$2.4B
$315K ﹤0.01%
5,129
-969
-16% -$54.8K
SLAI
2535
DELISTED
SOLAI Ltd ADS
SLAI
$314K ﹤0.01%
408
-10
-2% -$7.6K
PSO icon
2536
Pearson
PSO
$10.1B
$314K ﹤0.01%
38,547
+7,947
+26% +$64.3K
XOG
2537
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$313K ﹤0.01%
20,342
+3,442
+20% +$44.2K
ELME
2538
Elme Communities
ELME
$146M
$312K ﹤0.01%
9,496
-5,276
-36% -$172K
INDB icon
2539
Independent Bank
INDB
$4.05B
$312K ﹤0.01%
4,193
-856
-17% -$59.6K
OLED icon
2540
Universal Display
OLED
$3.67B
$312K ﹤0.01%
2,420
-430
-15% -$52K
TRST
2541
Trustco Bank Corp NY
TRST
$975M
$312K ﹤0.01%
7,032
-916
-12% -$36.5K
EVG
2542
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$311K ﹤0.01%
21,874
-6,493
-23% -$92.6K
PPT
2543
Franklin Premier Income Trust
PPT
$327M
$311K ﹤0.01%
58,416
+39,234
+205% +$211K
DCI icon
2544
Donaldson
DCI
$11.1B
$310K ﹤0.01%
6,754
-416
-6% -$19.2K
DBL
2545
DoubleLine Opportunistic Credit Fund
DBL
$279M
$309K ﹤0.01%
12,866
-125
-1% -$3.07K
TDY icon
2546
Teledyne Technologies
TDY
$31.1B
$308K ﹤0.01%
1,936
-8,344
-81% -$1.21M
TIS
2547
DELISTED
Orchids Paper Products, Inc.
TIS
$307K ﹤0.01%
21,851
-8,451
-28% -$97.7K
IHG icon
2548
InterContinental Hotels
IHG
$23.3B
$305K ﹤0.01%
5,470
+1,011
+23% +$56.3K
SSB icon
2549
SouthState Bank Corp
SSB
$10.5B
$305K ﹤0.01%
3,396
-480
-12% -$40.1K
AVX
2550
DELISTED
AVX Corporation
AVX
$305K ﹤0.01%
16,721
-2,639
-14% -$45.8K
100 101
102
103 104

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.