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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DB icon
2526
Deutsche Bank
DB
$71.5B
$530K ﹤0.01%
17,039
+2,379
+16% +$73.7K
GLF
2527
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$530K ﹤0.01%
16,892
-2,644
-14% -$103K
MELI icon
2528
Mercado Libre
MELI
$92.3B
$528K ﹤0.01%
4,858
-9,630
-66% -$1M
N
2529
DELISTED
Netsuite Inc
N
$528K ﹤0.01%
5,896
+533
+10% +$45.2K
SVM
2530
Silvercorp Metals
SVM
$2.53B
$527K ﹤0.01%
331,351
-22,110
-6% -$40.6K
TMQ
2531
Trilogy Metals
TMQ
$656M
$525K ﹤0.01%
564,516
-73,033
-11% -$77.4K
ENVE
2532
DELISTED
ENVENTIS CORP COM STK
ENVE
$525K ﹤0.01%
28,869
+11,323
+65% +$193K
MOV icon
2533
Movado Group
MOV
$841M
$524K ﹤0.01%
15,842
-1,703
-10% -$66.7K
DSL
2534
DoubleLine Income Solutions Fund
DSL
$1.24B
$523K ﹤0.01%
+24,144
New +$524K
BBL
2535
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$522K ﹤0.01%
9,414
-750
-7% -$48.8K
ANAT
2536
DELISTED
American National Group, Inc. Common Stock
ANAT
$520K ﹤0.01%
4,629
-2,168
-32% -$245K
CRESY
2537
Cresud
CRESY
$773M
$519K ﹤0.01%
54,077
-29,781
-36% -$324K
TMHC
2538
DELISTED
Taylor Morrison
TMHC
$519K ﹤0.01%
32,035
+14,074
+78% +$274K
SKX
2539
DELISTED
Skechers
SKX
$518K ﹤0.01%
29,070
-6,144
-17% -$112K
CCO icon
2540
Clear Channel Outdoor Holdings
CCO
$1.23B
$517K ﹤0.01%
76,773
-3,459
-4% -$25.4K
ZG icon
2541
Zillow
ZG
$7.63B
$517K ﹤0.01%
13,374
+1,170
+10% +$52.9K
MOG.A icon
2542
Moog Inc Class A
MOG.A
$12.8B
$513K ﹤0.01%
7,492
-4,073
-35% -$283K
PSUN
2543
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$512K ﹤0.01%
284,551
-62,398
-18% -$130K
EDI
2544
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$511K ﹤0.01%
+27,715
New +$537K
APOG icon
2545
Apogee Enterprises
APOG
$908M
$507K ﹤0.01%
12,750
-1,292
-9% -$45.8K
KEG
2546
DELISTED
KEY ENERGY SERVICES INC
KEG
$507K ﹤0.01%
104,826
-7,983
-7% -$38.6K
BCS icon
2547
Barclays
BCS
$94.1B
$505K ﹤0.01%
36,658
+1,661
+5% +$22.9K
KSM
2548
DELISTED
DWS Strategic Municipal Income Trust
KSM
$505K ﹤0.01%
37,549
-2,536
-6% -$34.3K
UMC icon
2549
United Microelectronic
UMC
$46.9B
$504K ﹤0.01%
252,930
+103,801
+70% +$233K
FFIN icon
2550
First Financial Bankshares
FFIN
$4.97B
$503K ﹤0.01%
36,178
-846
-2% -$12.6K
100 101
102
103 104

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.