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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHG
2501
DELISTED
Deutsche High Incm Opportunities
DHG
$291K ﹤0.01%
19,389
-3,757
-16% -$56.4K
ICHR icon
2502
Ichor Holdings
ICHR
$2.8B
$290K ﹤0.01%
+11,789
New +$334K
ADAM
2503
Adamas Trust
ADAM
$848M
$290K ﹤0.01%
+11,732
New +$295K
VLGEA icon
2504
Village Super Market
VLGEA
$650M
$290K ﹤0.01%
+12,670
New +$306K
AMC icon
2505
AMC Entertainment Holdings
AMC
$2.54B
$288K ﹤0.01%
+1,904
New +$267K
QSR icon
2506
Restaurant Brands International
QSR
$25.3B
$287K ﹤0.01%
+4,664
New +$299K
WDFC icon
2507
WD-40
WDFC
$3.05B
$287K ﹤0.01%
2,427
-10,366
-81% -$1.19M
SC
2508
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$286K ﹤0.01%
15,380
+3,860
+34% +$64.6K
AXIA
2509
AXIA Energia
AXIA
$24.1B
$285K ﹤0.01%
63,136
-1,603
-2% -$7.85K
AGRO icon
2510
Adecoagro
AGRO
$1.37B
$278K ﹤0.01%
26,898
-4,648
-15% -$46.6K
KF
2511
Korea Fund
KF
$236M
$277K ﹤0.01%
+6,714
New +$289K
ELME
2512
Elme Communities
ELME
$146M
$276K ﹤0.01%
8,878
-618
-7% -$20.1K
RBC icon
2513
RBC Bearings
RBC
$18B
$276K ﹤0.01%
+2,187
New +$274K
NAV
2514
DELISTED
Navistar International
NAV
$275K ﹤0.01%
6,429
-1,735
-21% -$72.2K
PGRE
2515
DELISTED
Paramount Group
PGRE
$274K ﹤0.01%
17,317
-11,363
-40% -$182K
PLCE icon
2516
Children's Place
PLCE
$56.3M
$274K ﹤0.01%
1,885
-10,876
-85% -$1.32M
NXTM
2517
DELISTED
NxStage Medical Inc.
NXTM
$273K ﹤0.01%
11,247
+2,949
+36% +$77.7K
TDOC icon
2518
Teladoc Health
TDOC
$1.21B
$272K ﹤0.01%
+7,824
New +$260K
LAD icon
2519
Lithia Motors
LAD
$8.31B
$271K ﹤0.01%
2,388
-17,952
-88% -$2.09M
AAMI
2520
Acadian Asset Management
AAMI
$3.2B
$269K ﹤0.01%
16,104
-408
-2% -$6.47K
ERIC icon
2521
Ericsson
ERIC
$33.1B
$268K ﹤0.01%
40,123
-7,078
-15% -$44.1K
ARMK icon
2522
Aramark
ARMK
$14.9B
$264K ﹤0.01%
+8,569
New +$262K
IMAX icon
2523
IMAX
IMAX
$2.8B
$263K ﹤0.01%
11,319
+1,422
+14% +$33.5K
UBA
2524
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$262K ﹤0.01%
12,012
-26,099
-68% -$584K
AAT
2525
American Assets Trust
AAT
$1.47B
$259K ﹤0.01%
6,773
-25,170
-79% -$990K
99 100
101
102 103

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.