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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTDR icon
2501
Matador Resources
MTDR
$6.14B
$351K ﹤0.01%
14,728
-7,818
-35% -$195K
TEAM icon
2502
Atlassian
TEAM
$26.4B
$351K ﹤0.01%
+11,719
New +$331K
INWK
2503
DELISTED
InnerWorkings, Inc.
INWK
$351K ﹤0.01%
35,310
-61
-0.2% -$590
TWLO icon
2504
Twilio
TWLO
$29.9B
$349K ﹤0.01%
12,070
-490
-4% -$14.8K
OLBK
2505
DELISTED
Old Line Bancshares, Inc.
OLBK
$349K ﹤0.01%
12,294
-243
-2% -$6.74K
BKT icon
2506
BlackRock Income Trust
BKT
$333M
$347K ﹤0.01%
18,688
+2,542
+16% +$47.4K
HRI icon
2507
Herc Holdings
HRI
$5.28B
$347K ﹤0.01%
7,099
-1,116
-14% -$52.5K
TNH
2508
DELISTED
Terra Nitrogen
TNH
$347K ﹤0.01%
3,536
-336
-9% -$34.4K
TLK icon
2509
Telkom Indonesia
TLK
$14.9B
$346K ﹤0.01%
11,079
-23,679
-68% -$700K
AD
2510
Array Digital Infrastructure
AD
$3.06B
$346K ﹤0.01%
9,251
-28,382
-75% -$1.17M
HEI.A icon
2511
HEICO Corp Class A
HEI.A
$36.1B
$345K ﹤0.01%
8,986
-1,164
-11% -$41.6K
MORN icon
2512
Morningstar
MORN
$7.42B
$345K ﹤0.01%
4,394
-2,275
-34% -$177K
PAYC icon
2513
Paycom
PAYC
$7.81B
$341K ﹤0.01%
5,944
-51
-0.9% -$2.65K
SID icon
2514
Companhia Siderúrgica Nacional
SID
$1.2B
$341K ﹤0.01%
116,661
-18,875
-14% -$68.6K
LPLA icon
2515
LPL Financial
LPLA
$28.7B
$340K ﹤0.01%
+8,531
New +$335K
SBY
2516
DELISTED
Silver Bay Realty Trust Corp.
SBY
$339K ﹤0.01%
+15,767
New +$300K
AVX
2517
DELISTED
AVX Corporation
AVX
$337K ﹤0.01%
20,505
-9,775
-32% -$156K
WMC
2518
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$336K ﹤0.01%
3,432
-113
-3% -$11.4K
BKD icon
2519
Brookdale Senior Living
BKD
$3.48B
$333K ﹤0.01%
24,792
+10,518
+74% +$148K
HXL icon
2520
Hexcel
HXL
$7.69B
$332K ﹤0.01%
+6,097
New +$321K
ARCH
2521
DELISTED
Arch Resources, Inc.
ARCH
$332K ﹤0.01%
+4,826
New +$342K
TR icon
2522
Tootsie Roll Industries
TR
$2.96B
$330K ﹤0.01%
11,482
+1,380
+14% +$39.6K
LAYN
2523
DELISTED
Layne Christensen Co
LAYN
$330K ﹤0.01%
37,361
+8,920
+31% +$87.6K
HQY icon
2524
HealthEquity
HQY
$8.67B
$329K ﹤0.01%
7,723
+698
+10% +$30.9K
TRST
2525
Trustco Bank Corp NY
TRST
$974M
$329K ﹤0.01%
8,382
-2,160
-20% -$89.3K
99 100
101
102 103

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.