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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISLE
2501
DELISTED
Isle of Capri Casinos Inc
ISLE
$357K ﹤0.01%
+16,011
New +$301K
EOCC
2502
DELISTED
Enel Generacion Chile S.A.
EOCC
$355K ﹤0.01%
17,879
-13,686
-43% -$335K
DORM icon
2503
Dorman Products
DORM
$4.23B
$354K ﹤0.01%
5,546
+527
+11% +$32.4K
PRI icon
2504
Primerica
PRI
$10B
$353K ﹤0.01%
6,657
+967
+17% +$53.4K
CTF
2505
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$353K ﹤0.01%
26,728
-2,263
-8% -$32.1K
SSTK icon
2506
Shutterstock
SSTK
$229M
$351K ﹤0.01%
+5,512
New +$317K
NVRO
2507
DELISTED
NEVRO CORP.
NVRO
$351K ﹤0.01%
+3,366
New +$304K
OUT icon
2508
Outfront Media
OUT
$5.64B
$350K ﹤0.01%
15,045
-10,132
-40% -$228K
TPH
2509
DELISTED
Tri Pointe Homes
TPH
$350K ﹤0.01%
26,580
+2,646
+11% +$35K
CHN
2510
DELISTED
China Fund
CHN
$349K ﹤0.01%
21,258
-38
-0.2% -$595
SLAI
2511
DELISTED
SOLAI Ltd ADS
SLAI
$348K ﹤0.01%
282
+22
+8% +$27.5K
TGH
2512
DELISTED
Textainer Group Holdings limited
TGH
$348K ﹤0.01%
46,435
-30,703
-40% -$303K
BATS
2513
DELISTED
Bats Global Markets, Inc.
BATS
$348K ﹤0.01%
+11,566
New +$298K
LFC
2514
DELISTED
China Life Insurance Company Ltd.
LFC
$347K ﹤0.01%
26,537
+3,320
+14% +$40K
DK icon
2515
Delek US
DK
$3.66B
$343K ﹤0.01%
19,823
-10,534
-35% -$162K
MLKN icon
2516
MillerKnoll
MLKN
$1.63B
$342K ﹤0.01%
11,960
+2,904
+32% +$95.9K
MTZ icon
2517
MasTec
MTZ
$21.4B
$342K ﹤0.01%
11,489
-1,118
-9% -$30.7K
APOL
2518
DELISTED
Apollo Education Group Inc Class A
APOL
$342K ﹤0.01%
43,001
+142
+0.3% +$1.24K
RAMP icon
2519
LiveRamp
RAMP
$2.3B
$339K ﹤0.01%
12,712
-209
-2% -$5.17K
TSLF
2520
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$335K ﹤0.01%
20,345
-3,167
-13% -$51.7K
PFS icon
2521
Provident Financial Services
PFS
$3.27B
$333K ﹤0.01%
+15,708
New +$324K
MGP
2522
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$331K ﹤0.01%
12,705
-11,025
-46% -$288K
MKL icon
2523
Markel Group
MKL
$23.3B
$329K ﹤0.01%
354
+94
+36% +$87.7K
CSOD
2524
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$329K ﹤0.01%
+7,159
New +$314K
NATI
2525
DELISTED
National Instruments Corp
NATI
$325K ﹤0.01%
11,418
+2,973
+35% +$83.5K
99 100
101
102 103

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.