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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIOD icon
2501
Diodes
DIOD
$4.84B
$346K ﹤0.01%
17,209
+1,436
+9% +$27.5K
VLGEA icon
2502
Village Super Market
VLGEA
$639M
$346K ﹤0.01%
+14,331
New +$355K
HNI icon
2503
HNI Corp
HNI
$3.59B
$342K ﹤0.01%
+8,739
New +$297K
MTBL
2504
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$342K ﹤0.01%
69,751
-5,594
-7% -$26.6K
MEOH icon
2505
Methanex
MEOH
$4.12B
$341K ﹤0.01%
10,603
+1,760
+20% +$52.3K
AV
2506
DELISTED
Aviva Plc
AV
$341K ﹤0.01%
26,082
-12,523
-32% -$165K
VAC icon
2507
Marriott Vacations Worldwide
VAC
$4.24B
$339K ﹤0.01%
5,026
-4,901
-49% -$277K
CLC
2508
DELISTED
Clarcor
CLC
$339K ﹤0.01%
+5,863
New +$289K
KW
2509
DELISTED
Kennedy-Wilson Holdings
KW
$335K ﹤0.01%
15,274
+517
+4% +$10.2K
TSLF
2510
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$335K ﹤0.01%
20,924
-1,078
-5% -$16.1K
KATE
2511
DELISTED
Kate Spade & Company
KATE
$334K ﹤0.01%
13,080
-10,306
-44% -$203K
JTA
2512
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$334K ﹤0.01%
29,615
+9,998
+51% +$107K
BRKL
2513
DELISTED
Brookline Bancorp
BRKL
$333K ﹤0.01%
30,284
+1,930
+7% +$20.8K
TEI
2514
Templeton Emerging Markets Income Fund
TEI
$321M
$333K ﹤0.01%
32,376
-9,615
-23% -$92.9K
WNRL
2515
DELISTED
Western Refining Logistics, LP
WNRL
$332K ﹤0.01%
14,250
-840
-6% -$18.4K
SMTC icon
2516
Semtech
SMTC
$13B
$331K ﹤0.01%
15,033
+3,859
+35% +$74.3K
WWD icon
2517
Woodward
WWD
$21.4B
$330K ﹤0.01%
+6,344
New +$303K
POWI icon
2518
Power Integrations
POWI
$3.6B
$329K ﹤0.01%
13,244
+3,658
+38% +$84.2K
CHN
2519
DELISTED
China Fund
CHN
$327K ﹤0.01%
22,147
-473
-2% -$6.53K
TPH
2520
DELISTED
Tri Pointe Homes
TPH
$326K ﹤0.01%
+27,649
New +$292K
IMAX icon
2521
IMAX
IMAX
$2.66B
$325K ﹤0.01%
10,462
-1,867
-15% -$57.1K
NOAH
2522
Noah Holdings
NOAH
$603M
$325K ﹤0.01%
13,057
-4,701
-26% -$115K
SABA
2523
Saba Capital Income & Opportunities Fund II
SABA
$223M
$325K ﹤0.01%
24,852
-279,068
-92% -$3.46M
FWRD icon
2524
Forward Air
FWRD
$654M
$324K ﹤0.01%
7,158
+1,646
+30% +$69.3K
MTSI icon
2525
MACOM Technology Solutions
MTSI
$23.7B
$324K ﹤0.01%
7,396
+954
+15% +$37.4K
99 100
101
102 103

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.