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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSTG
2501
DELISTED
Biostage, Inc. Common Stock
BSTG
$562K ﹤0.01%
69,367
-9,229
-12% -$75.5K
SLH
2502
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$561K ﹤0.01%
9,971
-12,206
-55% -$772K
MCRI icon
2503
Monarch Casino & Resort
MCRI
$2.23B
$553K ﹤0.01%
46,416
-6,981
-13% -$92.2K
PVG
2504
DELISTED
PRETIUM RESOURCES INC.
PVG
$553K ﹤0.01%
106,272
+4,494
+4% +$31.5K
LRE
2505
DELISTED
LRR ENERGY LP
LRE
$553K ﹤0.01%
30,840
-41,033
-57% -$753K
ESRT icon
2506
Empire State Realty Trust
ESRT
$836M
$552K ﹤0.01%
36,771
+3,664
+11% +$59.3K
HHH icon
2507
Howard Hughes
HHH
$4.03B
$552K ﹤0.01%
3,863
-707
-15% -$104K
TIVO
2508
DELISTED
TIVO INC
TIVO
$552K ﹤0.01%
43,095
+23,071
+115% +$310K
ACCO icon
2509
Acco Brands
ACCO
$407M
$550K ﹤0.01%
79,743
+44,729
+128% +$313K
NMY
2510
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$550K ﹤0.01%
43,930
-2,719
-6% -$34.2K
TMUS icon
2511
T-Mobile US
TMUS
$190B
$546K ﹤0.01%
18,909
-97,697
-84% -$3.01M
NATI
2512
DELISTED
National Instruments Corp
NATI
$545K ﹤0.01%
17,626
+8,882
+102% +$288K
IBKR icon
2513
Interactive Brokers
IBKR
$39.6B
$544K ﹤0.01%
+87,256
New +$519K
SWI
2514
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$543K ﹤0.01%
12,915
-3,974
-24% -$165K
IPCM
2515
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$543K ﹤0.01%
12,134
-1,286
-10% -$60.7K
KOS icon
2516
Kosmos Energy
KOS
$1.48B
$542K ﹤0.01%
54,451
-45,044
-45% -$451K
BKYF
2517
DELISTED
BK KY FINL CORP
BKYF
$541K ﹤0.01%
+11,708
New +$450K
FARO
2518
DELISTED
Faro Technologies
FARO
$539K ﹤0.01%
10,618
-1,136
-10% -$59K
KEP icon
2519
Korea Electric Power
KEP
$16B
$539K ﹤0.01%
24,010
+11,404
+90% +$232K
IWR icon
2520
iShares Russell Mid-Cap ETF
IWR
$57.4B
$538K ﹤0.01%
+13,600
New +$548K
EGHT icon
2521
8x8 Inc
EGHT
$332M
$537K ﹤0.01%
80,433
-12,220
-13% -$93.8K
AIF
2522
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$536K ﹤0.01%
30,960
+7,485
+32% +$133K
S
2523
DELISTED
Sprint Corporation
S
$536K ﹤0.01%
84,598
-24,051
-22% -$164K
LNW
2524
DELISTED
Light & Wonder
LNW
$535K ﹤0.01%
49,660
-5,361
-10% -$54.8K
GK
2525
DELISTED
G&K Services Inc
GK
$535K ﹤0.01%
9,653
+2,142
+29% +$114K
99 100
101
102 103

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.