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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATSG
2476
DELISTED
Air Transport Services Group
ATSG
$386K ﹤0.01%
+15,873
New +$370K
FRAN
2477
DELISTED
Francesca's Holdings Corporation
FRAN
$383K ﹤0.01%
4,349
+573
+15% +$58.1K
PLOW icon
2478
Douglas Dynamics
PLOW
$972M
$381K ﹤0.01%
9,659
-10,431
-52% -$356K
AVTA
2479
DELISTED
Avantax, Inc. Common Stock
AVTA
$381K ﹤0.01%
14,996
+3,546
+31% +$80.3K
HELE icon
2480
Helen of Troy
HELE
$676M
$380K ﹤0.01%
3,921
-244
-6% -$23.5K
ARCH
2481
DELISTED
Arch Resources, Inc.
ARCH
$380K ﹤0.01%
5,301
+349
+7% +$26.1K
PCM
2482
PCM Fund
PCM
$69.8M
$379K ﹤0.01%
32,574
-12,465
-28% -$143K
JRI icon
2483
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$374K ﹤0.01%
+20,790
New +$375K
MTBL
2484
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$372K ﹤0.01%
138,160
+63,910
+86% +$140K
CBM
2485
DELISTED
Cambrex Corporation
CBM
$371K ﹤0.01%
+6,758
New +$372K
ACH
2486
DELISTED
Alum Corp of China Ltd
ACH
$370K ﹤0.01%
+16,708
New +$293K
CVBF icon
2487
CVB Financial
CVBF
$4.03B
$369K ﹤0.01%
15,227
-2,226
-13% -$48K
SOR
2488
Source Capital
SOR
$387M
$367K ﹤0.01%
9,065
+1,199
+15% +$47.2K
NTUS
2489
DELISTED
Natus Medical Inc
NTUS
$366K ﹤0.01%
9,736
+617
+7% +$21.8K
DWSN icon
2490
Dawson Geophysical
DWSN
$145M
$365K ﹤0.01%
84,442
-40,729
-33% -$159K
EXTR icon
2491
Extreme Networks
EXTR
$3.92B
$365K ﹤0.01%
30,587
+6,723
+28% +$69.1K
AROC icon
2492
Archrock
AROC
$6.16B
$364K ﹤0.01%
28,940
+102
+0.4% +$1.11K
BTU icon
2493
Peabody Energy
BTU
$2.65B
$362K ﹤0.01%
12,465
+1,846
+17% +$52.1K
BBAR icon
2494
BBVA Argentina
BBAR
$3.86B
$361K ﹤0.01%
17,716
+2,559
+17% +$44.3K
ARQ icon
2495
Arq
ARQ
$86.3M
$361K ﹤0.01%
+32,907
New +$331K
VRNT
2496
DELISTED
Verint Systems
VRNT
$360K ﹤0.01%
16,899
+2,530
+18% +$51K
NAV
2497
DELISTED
Navistar International
NAV
$360K ﹤0.01%
8,164
-799
-9% -$26.5K
UVSP icon
2498
Univest Financial
UVSP
$1.23B
$357K ﹤0.01%
11,129
-14
-0.1% -$418
STOR
2499
DELISTED
STORE Capital Corporation
STOR
$357K ﹤0.01%
14,355
-9,422
-40% -$229K
ALEX
2500
DELISTED
Alexander & Baldwin
ALEX
$356K ﹤0.01%
7,679
-1,231
-14% -$53.2K
98 99
100
101 102

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.