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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSM icon
226
MSC Industrial Direct
MSM
$6.86B
$12.4M 0.11%
151,308
-5,118
-3% -$417K
ORLY icon
227
O'Reilly Automotive
ORLY
$76.3B
$12.3M 0.11%
218,130
+2,010
+0.9% +$108K
CSX icon
228
CSX Corp
CSX
$93.1B
$12.2M 0.11%
394,824
-52,128
-12% -$1.57M
JNK icon
229
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$12.2M 0.11%
135,197
+12,479
+10% +$1.13M
LIN icon
230
Linde
LIN
$226B
$12.2M 0.11%
37,299
-3,665
-9% -$1.15M
NBB icon
231
Nuveen Taxable Municipal Income Fund
NBB
$453M
$12.1M 0.11%
761,134
– –
FRME icon
232
First Merchants
FRME
$2.67B
$12.1M 0.11%
295,009
+9,688
+3% +$409K
BOKF icon
233
BOK Financial
BOKF
$8.74B
$12.1M 0.11%
116,562
-15,589
-12% -$1.58M
BEN icon
234
Franklin Resources
BEN
$17.2B
$12M 0.11%
456,325
+41,721
+10% +$1.04M
DXCM icon
235
DexCom
DXCM
$32B
$11.9M 0.1%
105,440
-28,563
-21% -$3.14M
EXPD icon
236
Expeditors International
EXPD
$23.2B
$11.9M 0.1%
114,119
-227
-0.2% -$23.4K
GPK icon
237
Graphic Packaging
GPK
$3.58B
$11.8M 0.1%
531,872
-1,911
-0.4% -$42K
USB icon
238
US Bancorp
USB
$99.6B
$11.8M 0.1%
271,016
+59,563
+28% +$2.55M
SNPS icon
239
Synopsys
SNPS
$79.7B
$11.8M 0.1%
37,007
+1,435
+4% +$449K
ORI icon
240
Old Republic International
ORI
$10.4B
$11.8M 0.1%
487,119
+5,286
+1% +$124K
AOS icon
241
A.O. Smith
AOS
$8.7B
$11.7M 0.1%
204,296
+2,816
+1% +$157K
GIS icon
242
General Mills
GIS
$19.7B
$11.6M 0.1%
138,687
+14,198
+11% +$1.16M
HSIC icon
243
Henry Schein
HSIC
$9.82B
$11.6M 0.1%
145,130
-17,816
-11% -$1.35M
BOE icon
244
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$11.6M 0.1%
1,208,849
+128,934
+12% +$1.21M
LDOS icon
245
Leidos
LDOS
$17.3B
$11.5M 0.1%
109,572
-4,191
-4% -$429K
ETV
246
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$11.5M 0.1%
936,849
-63,737
-6% -$842K
IGSB icon
247
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$11.5M 0.1%
230,884
+263
+0.1% +$13K
EOI
248
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$11.5M 0.1%
767,098
+94,548
+14% +$1.5M
WELL icon
249
Welltower
WELL
$171B
$11.4M 0.1%
174,477
-8,443
-5% -$543K
PNC icon
250
PNC Financial Services
PNC
$101B
$11.4M 0.1%
72,157
-779
-1% -$123K
8 9
10
11 12

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.