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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZM icon
226
Zoom
ZM
$30.6B
$16.4M 0.1%
62,807
+4,046
+7% +$1.36M
KDP icon
227
Keurig Dr Pepper
KDP
$40.8B
$16.4M 0.1%
479,469
-79,912
-14% -$2.79M
VLO icon
228
Valero Energy
VLO
$85.9B
$16.3M 0.1%
230,999
-9,351
-4% -$622K
PGR icon
229
Progressive
PGR
$125B
$16.3M 0.1%
180,258
-70,248
-28% -$6.7M
COP icon
230
ConocoPhillips
COP
$141B
$16.1M 0.1%
238,297
+10,697
+5% +$617K
ASML icon
231
ASML
ASML
$669B
$15.9M 0.1%
21,389
+529
+3% +$416K
EXR icon
232
Extra Space Storage
EXR
$31.6B
$15.9M 0.1%
94,438
-64,738
-41% -$11.4M
VKI icon
233
Invesco Advantage Municipal Income Trust II
VKI
$401M
$15.8M 0.1%
1,272,513
+8,594
+0.7% +$107K
JCI icon
234
Johnson Controls International
JCI
$92.2B
$15.8M 0.1%
232,572
+19,896
+9% +$1.44M
ORLY icon
235
O'Reilly Automotive
ORLY
$76.3B
$15.8M 0.09%
387,225
-37,455
-9% -$1.5M
XHR
236
Xenia Hotels & Resorts
XHR
$1.79B
$15.8M 0.09%
888,867
+49,525
+6% +$868K
OKE icon
237
Oneok
OKE
$54.5B
$15.8M 0.09%
271,585
+15,822
+6% +$850K
PANW icon
238
Palo Alto Networks
PANW
$297B
$15.7M 0.09%
197,238
-24,612
-11% -$1.73M
NEM icon
239
Newmont
NEM
$119B
$15.5M 0.09%
286,316
-8,010
-3% -$472K
SLQT icon
240
SelectQuote
SLQT
$121M
$15.5M 0.09%
1,199,960
– –
EVH icon
241
Evolent Health
EVH
$444M
$15.4M 0.09%
497,895
-18,388
-4% -$441K
FIGS icon
242
FIGS
FIGS
$2.38B
$15.4M 0.09%
415,422
– –
FDX icon
243
FedEx
FDX
$75.4B
$15.3M 0.09%
69,894
+25,584
+58% +$6.94M
HYD icon
244
VanEck High Yield Muni ETF
HYD
$4.45B
$15.1M 0.09%
241,896
-19,560
-7% -$1.24M
KEY icon
245
KeyCorp
KEY
$24.4B
$15.1M 0.09%
698,965
-48,523
-6% -$981K
SYY icon
246
Sysco
SYY
$40.3B
$15.1M 0.09%
191,751
-4,989
-3% -$381K
BTZ icon
247
BlackRock Credit Allocation Income Trust
BTZ
$956M
$15M 0.09%
993,081
+23,454
+2% +$364K
LEG icon
248
Leggett & Platt
LEG
$1.31B
$15M 0.09%
335,520
+50,979
+18% +$2.45M
SJM icon
249
J.M. Smucker
SJM
$12.8B
$15M 0.09%
125,303
-7,324
-6% -$931K
SRE icon
250
Sempra
SRE
$54.8B
$15M 0.09%
237,790
+82,364
+53% +$5.44M
8 9
10
11 12

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.