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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
226
eBay
EBAY
$49.8B
$15.9M 0.1%
259,139
-48,412
-16% -$2.81M
FLOT icon
227
iShares Floating Rate Bond ETF
FLOT
$10.3B
$15.8M 0.1%
311,150
-6,223
-2% -$316K
EHC icon
228
Encompass Health
EHC
$12.4B
$15.7M 0.1%
241,721
-35,249
-13% -$2.3M
LKQ icon
229
LKQ Corp
LKQ
$6.29B
$15.7M 0.1%
371,293
-10,256
-3% -$403K
VLO icon
230
Valero Energy
VLO
$85.9B
$15.6M 0.1%
218,402
+8,587
+4% +$584K
TIP icon
231
iShares TIPS Bond ETF
TIP
$14.5B
$15.5M 0.1%
123,548
-4,876
-4% -$617K
MELI icon
232
Mercado Libre
MELI
$92.3B
$15.5M 0.1%
10,515
-1,844
-15% -$3.13M
AVY icon
233
Avery Dennison
AVY
$13.4B
$15.4M 0.1%
84,093
+3,781
+5% +$646K
ITW icon
234
Illinois Tool Works
ITW
$84.5B
$15.4M 0.1%
69,705
+1,657
+2% +$344K
EMLC icon
235
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$15.4M 0.1%
502,304
-18,352
-4% -$589K
ABT icon
236
Abbott
ABT
$187B
$15.3M 0.1%
127,733
-7,882
-6% -$934K
MO icon
237
Altria Group
MO
$114B
$15.3M 0.1%
298,501
-6,388
-2% -$286K
KNX icon
238
Knight Transportation
KNX
$11.4B
$15.2M 0.1%
317,079
-1,548
-0.5% -$67.9K
MHD icon
239
BlackRock MuniHoldings Fund
MHD
$606M
$15.2M 0.1%
952,646
+679,556
+249% +$11M
INVH icon
240
Invitation Homes
INVH
$18B
$15.2M 0.1%
476,072
+105,813
+29% +$3.17M
LYB icon
241
LyondellBasell Industries
LYB
$19.2B
$15.2M 0.1%
146,269
-29,668
-17% -$2.94M
CONE
242
DELISTED
CyrusOne Inc Common Stock
CONE
$15.2M 0.1%
223,974
+69,072
+45% +$4.79M
KEY icon
243
KeyCorp
KEY
$24.4B
$15.1M 0.1%
754,224
-331,568
-31% -$6.4M
MAA icon
244
Mid-America Apartment Communities
MAA
$15.7B
$15M 0.1%
103,822
+24,403
+31% +$3.32M
HUM icon
245
Humana
HUM
$46.2B
$14.9M 0.1%
35,547
+11,100
+45% +$4.43M
Y
246
DELISTED
Alleghany Corp
Y
$14.7M 0.1%
23,475
-2,403
-9% -$1.49M
IP icon
247
International Paper
IP
$22B
$14.7M 0.1%
287,084
-12,620
-4% -$614K
CDNS icon
248
Cadence Design Systems
CDNS
$93.4B
$14.7M 0.1%
107,055
-16,019
-13% -$2.15M
OMC icon
249
Omnicom Group
OMC
$23.4B
$14.6M 0.1%
197,503
+22,510
+13% +$1.55M
MDU icon
250
MDU Resources
MDU
$4.32B
$14.6M 0.1%
1,216,427
-85,834
-7% -$935K
8 9
10
11 12

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.