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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
226
Zions Bancorporation
ZION
$10.3B
$12.1M 0.09%
414,499
+577
+0.1% +$18.6K
MELI icon
227
Mercado Libre
MELI
$92.3B
$12M 0.09%
11,126
-599
-5% -$650K
VOO icon
228
Vanguard S&P 500 ETF
VOO
$1.01T
$12M 0.09%
39,038
-11,612
-23% -$3.54M
USB icon
229
US Bancorp
USB
$99.6B
$11.9M 0.09%
333,112
-50,588
-13% -$1.85M
TRNO icon
230
Terreno Realty
TRNO
$7.49B
$11.9M 0.09%
218,028
-11,475
-5% -$653K
GWW icon
231
W.W. Grainger
GWW
$60.2B
$11.8M 0.09%
33,198
-1,668
-5% -$575K
EVN
232
Eaton Vance Municipal Income Trust
EVN
$426M
$11.8M 0.09%
922,508
+4,139
+0.5% +$52.8K
AVY icon
233
Avery Dennison
AVY
$13.4B
$11.8M 0.09%
92,026
+6,054
+7% +$714K
CAH icon
234
Cardinal Health
CAH
$55.4B
$11.7M 0.08%
248,539
-43,368
-15% -$2.23M
SHY icon
235
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$11.6M 0.08%
134,274
-4,839
-3% -$419K
ETN icon
236
Eaton
ETN
$174B
$11.6M 0.08%
113,647
+11,880
+12% +$1.16M
RTX icon
237
RTX Corp
RTX
$301B
$11.6M 0.08%
201,254
-19,415
-9% -$1.18M
TFC icon
238
Truist Financial
TFC
$64B
$11.6M 0.08%
303,619
+10,008
+3% +$377K
ADM icon
239
Archer Daniels Midland
ADM
$36.9B
$11.5M 0.08%
248,053
-32,734
-12% -$1.43M
PRU icon
240
Prudential Financial
PRU
$41.8B
$11.5M 0.08%
181,354
+2,270
+1% +$149K
XEL icon
241
Xcel Energy
XEL
$48.8B
$11.5M 0.08%
166,882
-47,914
-22% -$3.27M
UPS icon
242
United Parcel Service
UPS
$88.9B
$11.5M 0.08%
68,736
-26,051
-27% -$3.79M
NXPI icon
243
NXP Semiconductors
NXPI
$60.4B
$11.4M 0.08%
91,668
-10,072
-10% -$1.23M
NIE
244
Virtus Equity & Convertible Income Fund
NIE
$732M
$11.4M 0.08%
469,963
-30,338
-6% -$734K
LEG icon
245
Leggett & Platt
LEG
$1.31B
$11.4M 0.08%
276,609
-7,846
-3% -$311K
YUM icon
246
Yum! Brands
YUM
$41.1B
$11.2M 0.08%
122,915
+1,728
+1% +$159K
ELS icon
247
Equity Lifestyle Properties
ELS
$12.6B
$11.2M 0.08%
182,640
-23,797
-12% -$1.54M
VRSN icon
248
VeriSign
VRSN
$26.6B
$11.2M 0.08%
54,638
+11,216
+26% +$2.32M
SJM icon
249
J.M. Smucker
SJM
$12.8B
$11.2M 0.08%
96,844
-4,212
-4% -$469K
AFL icon
250
Aflac
AFL
$62.6B
$11.2M 0.08%
307,395
+33,097
+12% +$1.21M
8 9
10
11 12

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.