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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
226
Occidental Petroleum
OXY
$55.7B
$59.9M 0.14%
813,089
-8,420
-1% -$571K
MRO
227
DELISTED
Marathon Oil Corporation
MRO
$59.7M 0.14%
3,527,845
-904,401
-20% -$13.4M
COR icon
228
Cencora
COR
$62B
$59.7M 0.14%
649,931
-23,311
-3% -$1.93M
GEN icon
229
Gen Digital
GEN
$16.5B
$59.4M 0.14%
2,118,026
+417,636
+25% +$12.5M
LLY icon
230
Eli Lilly
LLY
$1.08T
$59.3M 0.14%
701,899
+124,217
+22% +$10.6M
NCLH icon
231
Norwegian Cruise Line
NCLH
$9.53B
$59.3M 0.14%
1,112,884
+1,011,177
+994% +$56M
K
232
DELISTED
Kellanova
K
$59.2M 0.14%
927,791
+123,639
+15% +$7.44M
BKR icon
233
Baker Hughes
BKR
$58.3B
$59.2M 0.14%
1,870,423
+744,771
+66% +$23.9M
AEE icon
234
Ameren
AEE
$30.4B
$59.1M 0.14%
1,002,194
-87,215
-8% -$5.36M
HON icon
235
Honeywell
HON
$76.4B
$59.1M 0.14%
426,333
-1,578
-0.4% -$212K
TEL icon
236
TE Connectivity
TEL
$60B
$59M 0.14%
620,338
-105,668
-15% -$9.72M
GT icon
237
Goodyear
GT
$2.09B
$58.9M 0.14%
1,823,579
+76,231
+4% +$2.42M
RF icon
238
Regions Financial
RF
$26.4B
$58.8M 0.14%
3,405,302
-154,658
-4% -$2.47M
FIS icon
239
Fidelity National Information Services
FIS
$24.2B
$58.6M 0.14%
622,480
-129,444
-17% -$12.2M
DVA icon
240
DaVita
DVA
$15.5B
$58.6M 0.14%
810,604
-81,794
-9% -$5.03M
ADSK icon
241
Autodesk
ADSK
$51.8B
$58.6M 0.14%
558,680
+81,756
+17% +$9.53M
COTY icon
242
Coty
COTY
$2.4B
$58.6M 0.14%
2,944,122
+211,029
+8% +$3.6M
FMC icon
243
FMC
FMC
$1.25B
$58.5M 0.14%
712,614
+238,917
+50% +$19.2M
EXR icon
244
Extra Space Storage
EXR
$32.3B
$58.4M 0.14%
668,259
+79,465
+13% +$6.7M
COF icon
245
Capital One
COF
$128B
$58.4M 0.14%
586,513
-1,455
-0.2% -$133K
FDX icon
246
FedEx
FDX
$73B
$58.3M 0.14%
233,827
-62,311
-21% -$14.2M
CAG icon
247
Conagra Brands
CAG
$7.42B
$58.1M 0.14%
1,542,027
+63,853
+4% +$2.27M
PFG icon
248
Principal Financial Group
PFG
$24.3B
$58.1M 0.14%
823,171
-171,363
-17% -$11.8M
CPB icon
249
Campbell Soup
CPB
$6.85B
$58M 0.14%
1,206,442
+231,178
+24% +$11M
LHX icon
250
L3Harris
LHX
$55.4B
$58M 0.14%
409,541
-234,070
-36% -$32.7M
8 9
10
11 12

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.