We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
226
Kroger
KR
$36.7B
$56.4M 0.13%
2,809,223
+648,778
+30% +$14.6M
RTN
227
DELISTED
Raytheon Company
RTN
$56.2M 0.13%
301,264
-18,023
-6% -$3.17M
URI icon
228
United Rentals
URI
$65.7B
$56.2M 0.13%
404,895
-64,318
-14% -$7.68M
TDG icon
229
TransDigm Group
TDG
$70.7B
$56.1M 0.13%
219,287
+3,648
+2% +$987K
AVY icon
230
Avery Dennison
AVY
$12.8B
$56M 0.13%
569,886
+12,186
+2% +$1.15M
CPRI icon
231
Capri Holdings
CPRI
$1.82B
$56M 0.13%
1,169,393
-209,819
-15% -$8.52M
BF.B icon
232
Brown-Forman Class B
BF.B
$13.5B
$55.9M 0.13%
1,609,089
-166,486
-9% -$5.41M
BSX icon
233
Boston Scientific
BSX
$68.4B
$55.9M 0.13%
1,915,148
-90,610
-5% -$2.5M
MRSH
234
Marsh
MRSH
$94.3B
$55.9M 0.13%
666,511
-47,703
-7% -$3.78M
SJM icon
235
J.M. Smucker
SJM
$13.5B
$55.8M 0.13%
531,956
-11,685
-2% -$1.33M
GEN icon
236
Gen Digital
GEN
$16.5B
$55.8M 0.13%
1,700,390
-160,895
-9% -$4.9M
IQV icon
237
IQVIA
IQV
$40.7B
$55.8M 0.13%
586,502
+418,004
+248% +$38.7M
COR icon
238
Cencora
COR
$62B
$55.7M 0.13%
673,242
+74,022
+12% +$6.28M
PEG icon
239
Public Service Enterprise Group
PEG
$38.7B
$55.3M 0.13%
1,196,449
+37,129
+3% +$1.68M
GS icon
240
Goldman Sachs
GS
$289B
$55.3M 0.13%
233,277
+5,692
+3% +$1.28M
SYK icon
241
Stryker
SYK
$135B
$55.3M 0.13%
389,226
-241
-0.1% -$34.6K
LOW icon
242
Lowe's Companies
LOW
$121B
$55.2M 0.13%
690,131
+52
+0% +$3.98K
NEM icon
243
Newmont
NEM
$96.2B
$54.8M 0.13%
1,461,937
-229,132
-14% -$8.32M
HON icon
244
Honeywell
HON
$76.4B
$54.8M 0.13%
427,911
-7,548
-2% -$936K
FITB
245
Fifth Third Bancorp
FITB
$51.3B
$54.6M 0.13%
1,952,616
+261,178
+15% +$6.93M
SYF icon
246
Synchrony
SYF
$24.4B
$54.5M 0.13%
1,754,754
-129,088
-7% -$3.86M
RF icon
247
Regions Financial
RF
$26.4B
$54.2M 0.13%
3,559,960
+106,912
+3% +$1.54M
HCA icon
248
HCA Healthcare
HCA
$88.4B
$54.1M 0.13%
680,089
+48,898
+8% +$3.93M
STI
249
DELISTED
SunTrust Banks, Inc.
STI
$54.1M 0.13%
904,554
+38,888
+4% +$2.2M
DTE icon
250
DTE Energy
DTE
$29.9B
$54M 0.13%
590,952
+32,939
+6% +$3.05M
8 9
10
11 12

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.