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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
226
Phillips 66
PSX
$84.4B
$52.9M 0.14%
668,095
+105,967
+19% +$8.54M
JNPR
227
DELISTED
Juniper Networks
JNPR
$52.9M 0.14%
1,900,422
+329,486
+21% +$9.19M
DVA icon
228
DaVita
DVA
$15.3B
$52.9M 0.14%
778,040
+49,020
+7% +$3.25M
AEP icon
229
American Electric Power
AEP
$69.5B
$52.8M 0.14%
786,401
+74,250
+10% +$4.81M
EXPE icon
230
Expedia Group
EXPE
$35.2B
$52.7M 0.14%
417,987
+1,855
+0.4% +$226K
PEG icon
231
Public Service Enterprise Group
PEG
$38.6B
$52.7M 0.14%
1,188,652
+93,512
+9% +$4.13M
NOC icon
232
Northrop Grumman
NOC
$76B
$52.7M 0.14%
221,623
+4,968
+2% +$1.18M
AJG icon
233
Arthur J. Gallagher & Co
AJG
$65.9B
$52.6M 0.14%
931,202
+33,098
+4% +$1.82M
LOW icon
234
Lowe's Companies
LOW
$118B
$52.6M 0.14%
639,826
-54,326
-8% -$4.16M
SYF icon
235
Synchrony
SYF
$25.1B
$52.6M 0.14%
1,532,353
+56,990
+4% +$2.04M
ROST icon
236
Ross Stores
ROST
$81B
$52.6M 0.14%
797,891
+20,470
+3% +$1.37M
OXY icon
237
Occidental Petroleum
OXY
$55.6B
$52.6M 0.14%
829,516
-12,884
-2% -$857K
PNW icon
238
Pinnacle West Capital
PNW
$12.3B
$52.6M 0.14%
630,260
+66,319
+12% +$5.3M
UDR icon
239
UDR
UDR
$12.3B
$52.5M 0.14%
1,447,994
+35,982
+3% +$1.29M
AIG icon
240
American International
AIG
$41.8B
$52.3M 0.14%
838,248
+50,956
+6% +$3.27M
PGR icon
241
Progressive
PGR
$124B
$52.3M 0.14%
1,334,752
-175,960
-12% -$6.71M
GD icon
242
General Dynamics
GD
$103B
$52.3M 0.14%
279,175
+11,033
+4% +$2.04M
ALXN
243
DELISTED
Alexion Pharmaceuticals
ALXN
$52.2M 0.14%
430,375
+28,129
+7% +$3.63M
SWK icon
244
Stanley Black & Decker
SWK
$14.9B
$52.2M 0.14%
392,550
+132
+0% +$16.6K
KMI icon
245
Kinder Morgan
KMI
$70.5B
$52M 0.14%
2,393,648
-79,387
-3% -$1.73M
MJN
246
DELISTED
Mead Johnson Nutrition Company
MJN
$52M 0.14%
583,513
-12,074
-2% -$993K
TDC icon
247
Teradata
TDC
$2.88B
$51.9M 0.14%
1,666,637
-100,335
-6% -$3.03M
GEN icon
248
Gen Digital
GEN
$16.3B
$51.8M 0.14%
1,689,093
-158,901
-9% -$4.51M
WY icon
249
Weyerhaeuser
WY
$16.9B
$51.8M 0.14%
1,523,269
+34,043
+2% +$1.11M
AVB icon
250
AvalonBay Communities
AVB
$26.8B
$51.7M 0.14%
281,647
-25,679
-8% -$4.61M
8 9
10
11 12

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.