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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
226
Lowe's Companies
LOW
$117B
$49.4M 0.14%
694,152
-51,810
-7% -$3.67M
SYK icon
227
Stryker
SYK
$125B
$49.4M 0.14%
411,918
+126,379
+44% +$14.5M
ED icon
228
Consolidated Edison
ED
$40.1B
$49.2M 0.14%
667,980
+39,128
+6% +$2.83M
ALXN
229
DELISTED
Alexion Pharmaceuticals
ALXN
$49.2M 0.14%
402,246
-92,435
-19% -$11.3M
ILMN icon
230
Illumina
ILMN
$31B
$49.2M 0.14%
394,929
+12,812
+3% +$1.73M
HBAN icon
231
Huntington Bancshares
HBAN
$34.4B
$49.2M 0.14%
3,719,852
+274,894
+8% +$3.2M
MRO
232
DELISTED
Marathon Oil Corporation
MRO
$49.1M 0.14%
2,837,778
-355,152
-11% -$5.7M
TFC icon
233
Truist Financial
TFC
$63.3B
$49.1M 0.14%
1,044,574
-54,365
-5% -$2.31M
EMR icon
234
Emerson Electric
EMR
$83.9B
$49.1M 0.14%
880,473
+33,427
+4% +$1.8M
ALB icon
235
Albemarle
ALB
$13.9B
$49.1M 0.14%
569,885
+236,767
+71% +$20M
STX icon
236
Seagate
STX
$194B
$48.9M 0.14%
1,280,534
+164,327
+15% +$6.13M
RF icon
237
Regions Financial
RF
$26.4B
$48.7M 0.14%
3,392,978
-498,882
-13% -$6.16M
PNR icon
238
Pentair
PNR
$10.4B
$48.7M 0.14%
1,292,060
+74,134
+6% +$2.89M
WFM
239
DELISTED
Whole Foods Market Inc
WFM
$48.6M 0.14%
1,579,546
-212,317
-12% -$6.39M
PSX icon
240
Phillips 66
PSX
$84.9B
$48.6M 0.14%
562,128
+2,494
+0.4% +$207K
DHI icon
241
D.R. Horton
DHI
$40B
$48.5M 0.14%
1,773,725
-274,526
-13% -$7.84M
RTX icon
242
RTX Corp
RTX
$290B
$48.5M 0.14%
702,416
+148,978
+27% +$9.87M
TMO icon
243
Thermo Fisher Scientific
TMO
$213B
$48.3M 0.14%
342,420
+34,765
+11% +$5.13M
DLR icon
244
Digital Realty Trust
DLR
$69.7B
$48.3M 0.14%
491,628
+180,903
+58% +$16.8M
CSX icon
245
CSX Corp
CSX
$93.4B
$48.3M 0.14%
4,031,160
+182,037
+5% +$2.04M
COF icon
246
Capital One
COF
$128B
$48.2M 0.14%
552,909
+70,341
+15% +$5.67M
SPG icon
247
Simon Property Group
SPG
$74.4B
$48.2M 0.14%
271,418
+32,067
+13% +$5.95M
PEG icon
248
Public Service Enterprise Group
PEG
$38.2B
$48.1M 0.14%
1,095,140
-58,278
-5% -$2.43M
HON icon
249
Honeywell
HON
$77B
$48M 0.14%
458,841
+43,475
+10% +$4.42M
TDC icon
250
Teradata
TDC
$2.92B
$48M 0.14%
1,766,972
+589,066
+50% +$16.6M
8 9
10
11 12

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.