We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
226
PG&E
PCG
$38.3B
$44M 0.14%
719,947
+23,754
+3% +$1.51M
INTU icon
227
Intuit
INTU
$86.5B
$44M 0.14%
399,671
-20,960
-5% -$2.34M
ELV icon
228
Elevance Health
ELV
$81.5B
$43.9M 0.14%
350,475
-4,590
-1% -$593K
OXY icon
229
Occidental Petroleum
OXY
$56.8B
$43.9M 0.14%
602,048
-4,046
-0.7% -$303K
VTRS icon
230
Viatris
VTRS
$20.4B
$43.7M 0.14%
1,146,989
+139,524
+14% +$6.2M
VRTX icon
231
Vertex Pharmaceuticals
VRTX
$121B
$43.7M 0.14%
501,121
-1,949
-0.4% -$184K
DD icon
232
DuPont de Nemours
DD
$18.5B
$43.6M 0.14%
332,208
-26,356
-7% -$3.51M
BCR
233
DELISTED
CR Bard Inc.
BCR
$43.6M 0.14%
194,313
+9,702
+5% +$2.18M
WU icon
234
Western Union
WU
$1.98B
$43.6M 0.14%
2,093,044
+103,884
+5% +$2.13M
HON icon
235
Honeywell
HON
$77B
$43.5M 0.14%
415,366
+20,383
+5% +$2.13M
DTE icon
236
DTE Energy
DTE
$29.5B
$43.5M 0.14%
545,572
+13,009
+2% +$1.06M
CTAS icon
237
Cintas
CTAS
$81.9B
$43.4M 0.14%
1,542,552
-378,852
-20% -$10.4M
AIG icon
238
American International
AIG
$41.7B
$43.4M 0.13%
730,606
-17,272
-2% -$987K
PPL
239
PPL Corp
PPL
$26.5B
$43.3M 0.13%
1,253,523
-77,422
-6% -$2.79M
UNM icon
240
Unum
UNM
$13.6B
$43.3M 0.13%
1,227,009
+32,811
+3% +$1.11M
FFIV icon
241
F5
FFIV
$22.9B
$43.3M 0.13%
347,498
-26,088
-7% -$3.17M
ALL icon
242
Allstate
ALL
$68B
$43.3M 0.13%
625,566
+1,390
+0.2% +$95.7K
A icon
243
Agilent Technologies
A
$39.1B
$43M 0.13%
913,880
-133,103
-13% -$6.21M
PFG icon
244
Principal Financial Group
PFG
$24.3B
$43M 0.13%
835,438
+13,262
+2% +$620K
STX icon
245
Seagate
STX
$194B
$43M 0.13%
1,116,207
-409,110
-27% -$13.3M
KMI icon
246
Kinder Morgan
KMI
$71.7B
$43M 0.13%
1,859,773
-262,261
-12% -$5.56M
UHS icon
247
Universal Health Services
UHS
$10.2B
$42.9M 0.13%
348,123
+46,258
+15% +$5.86M
NKE icon
248
Nike
NKE
$61.9B
$42.9M 0.13%
814,004
-5,310
-0.6% -$300K
PSA icon
249
Public Storage
PSA
$60.5B
$42.7M 0.13%
191,273
-5,637
-3% -$1.32M
LYB icon
250
LyondellBasell Industries
LYB
$20B
$42.6M 0.13%
527,794
+112,035
+27% +$8.66M
8 9
10
11 12

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.