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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWR icon
226
Quanta Services
PWR
$102B
$42M 0.13%
1,735,580
-210,952
-11% -$5.37M
DRI icon
227
Darden Restaurants
DRI
$23.6B
$42M 0.13%
685,154
-88,211
-11% -$5.6M
MAC icon
228
Macerich
MAC
$7.34B
$41.7M 0.13%
543,283
-80,334
-13% -$6.22M
NWSA icon
229
News Corp Class A
NWSA
$15.1B
$41.7M 0.13%
3,306,533
-964,920
-23% -$13.4M
AIV
230
Aimco
AIV
$387M
$41.5M 0.13%
8,416,914
-2,403,424
-22% -$12.2M
HAR
231
DELISTED
Harman International Industries
HAR
$41.5M 0.13%
432,182
+20,717
+5% +$2.17M
HAL icon
232
Halliburton
HAL
$26.6B
$41.5M 0.13%
1,173,127
+9,244
+0.8% +$364K
ADP icon
233
Automatic Data Processing
ADP
$107B
$41.4M 0.13%
515,512
-136,017
-21% -$10.9M
MLM icon
234
Martin Marietta Materials
MLM
$32.6B
$41.3M 0.13%
271,660
-202,356
-43% -$32.8M
TFCFA
235
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$41.2M 0.13%
1,528,488
+55,555
+4% +$1.66M
EXC icon
236
Exelon
EXC
$47B
$41.2M 0.13%
1,945,166
+56,337
+3% +$1.27M
ALLE icon
237
Allegion
ALLE
$13.7B
$41.1M 0.13%
712,536
-97,775
-12% -$5.96M
LM
238
DELISTED
Legg Mason, Inc.
LM
$41.1M 0.13%
987,254
+20,965
+2% +$971K
MCK icon
239
McKesson
MCK
$96.8B
$40.9M 0.13%
221,160
-33,048
-13% -$7M
RF icon
240
Regions Financial
RF
$26.9B
$40.6M 0.13%
4,509,193
-305,591
-6% -$3.02M
GMCR
241
DELISTED
KEURIG GREEN MTN INC
GMCR
$40.5M 0.12%
776,550
+49,864
+7% +$3.07M
AMP icon
242
Ameriprise Financial
AMP
$48.8B
$40.4M 0.12%
370,321
+107
+0% +$12.6K
HPQ icon
243
HP
HPQ
$24.8B
$40.4M 0.12%
3,471,834
-250,651
-7% -$3.26M
SIAL
244
DELISTED
SIGMA - ALDRICH CORP
SIAL
$40.3M 0.12%
289,951
-64,909
-18% -$9.06M
PEG icon
245
Public Service Enterprise Group
PEG
$38.2B
$40.2M 0.12%
953,652
-254,543
-21% -$10.4M
WU icon
246
Western Union
WU
$2.04B
$40.1M 0.12%
2,186,273
-86,934
-4% -$1.65M
K
247
DELISTED
Kellanova
K
$40.1M 0.12%
641,514
-180,350
-22% -$11.2M
MET icon
248
MetLife
MET
$62B
$40.1M 0.12%
953,807
-161,021
-14% -$7.52M
PNR icon
249
Pentair
PNR
$10.7B
$40M 0.12%
1,167,473
-32,232
-3% -$1.27M
DTE icon
250
DTE Energy
DTE
$29.5B
$40M 0.12%
584,516
-75,667
-11% -$5.06M
8 9
10
11 12

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.