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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
226
Tyson Foods
TSN
$20.4B
$49.9M 0.13%
1,245,082
-304,510
-20% -$12.4M
TE
227
DELISTED
TECO ENERGY INC
TE
$49.7M 0.12%
2,426,575
+27,668
+1% +$535K
CERN
228
DELISTED
Cerner Corp
CERN
$49.7M 0.12%
768,829
+38,645
+5% +$2.4M
SWY
229
DELISTED
SAFEWAY INC
SWY
$49.6M 0.12%
1,412,783
-498,480
-26% -$17.2M
GLW icon
230
Corning
GLW
$119B
$49.6M 0.12%
2,163,595
-280,947
-11% -$5.72M
MRO
231
DELISTED
Marathon Oil Corporation
MRO
$49.5M 0.12%
1,748,407
+505,341
+41% +$16.1M
BNY
232
Bank of New York Mellon
BNY
$106B
$49.4M 0.12%
1,218,625
-59,558
-5% -$2.33M
EMR icon
233
Emerson Electric
EMR
$83.9B
$49.4M 0.12%
800,423
+301,596
+60% +$18.9M
LOW icon
234
Lowe's Companies
LOW
$117B
$49.4M 0.12%
717,463
+175,616
+32% +$10.5M
CL icon
235
Colgate-Palmolive
CL
$73.1B
$49.3M 0.12%
712,473
+55,097
+8% +$3.72M
ADP icon
236
Automatic Data Processing
ADP
$106B
$49M 0.12%
587,387
+12,284
+2% +$996K
RKT
237
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$48.9M 0.12%
802,634
-150,088
-16% -$8.14M
MCHP icon
238
Microchip Technology
MCHP
$40.3B
$48.9M 0.12%
2,166,932
+646,428
+43% +$14.1M
LEG icon
239
Leggett & Platt
LEG
$1.34B
$48.8M 0.12%
1,144,282
+412,684
+56% +$16.3M
MPC icon
240
Marathon Petroleum
MPC
$92.4B
$48.7M 0.12%
1,079,678
+253,614
+31% +$11.2M
BFH icon
241
Bread Financial
BFH
$4.37B
$48.7M 0.12%
213,193
-158,207
-43% -$34.6M
FE icon
242
FirstEnergy
FE
$28B
$48.4M 0.12%
1,240,486
+84,546
+7% +$3.1M
AFG icon
243
American Financial Group
AFG
$11.8B
$48.2M 0.12%
793,854
-119,498
-13% -$7.11M
SBUX icon
244
Starbucks
SBUX
$120B
$48M 0.12%
1,169,522
-195,802
-14% -$7.65M
NTAP icon
245
NetApp
NTAP
$35B
$47.9M 0.12%
1,155,661
+252,834
+28% +$10.5M
TFCFA
246
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$47.9M 0.12%
1,247,131
+31,721
+3% +$1.12M
GME icon
247
GameStop
GME
$9.75B
$47.8M 0.12%
5,662,340
+2,355,544
+71% +$22.8M
HUM icon
248
Humana
HUM
$43.7B
$47.8M 0.12%
332,707
-106,614
-24% -$14.6M
DBD
249
DELISTED
Diebold Nixdorf Incorporated
DBD
$47.7M 0.12%
1,377,556
+878,806
+176% +$31M
FCX icon
250
Freeport-McMoran
FCX
$90B
$47.6M 0.12%
2,038,115
+180,438
+10% +$4.98M
8 9
10
11 12

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.