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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
226
FedEx
FDX
$72.7B
$46.7M 0.11%
289,326
-20,906
-7% -$3.18M
MON
227
DELISTED
Monsanto Co
MON
$46.7M 0.11%
414,723
-50,750
-11% -$5.93M
NE
228
DELISTED
Noble Corporation
NE
$46.6M 0.11%
2,099,134
+742,547
+55% +$20M
POM
229
DELISTED
PEPCO HOLDINGS, INC.
POM
$46.5M 0.11%
1,736,318
-68,756
-4% -$1.87M
SCG
230
DELISTED
Scana
SCG
$46.4M 0.11%
934,806
-114,422
-11% -$5.87M
CMA
231
DELISTED
Comerica
CMA
$46.4M 0.11%
929,810
+102,965
+12% +$5.16M
CRM icon
232
Salesforce
CRM
$151B
$46.3M 0.11%
804,715
+53,982
+7% +$3.04M
PNR icon
233
Pentair
PNR
$10.4B
$46.2M 0.11%
1,049,557
+38,575
+4% +$1.78M
FITB
234
Fifth Third Bancorp
FITB
$51.2B
$46.1M 0.11%
2,303,738
+270,805
+13% +$5.56M
FTR
235
DELISTED
Frontier Communications Corp.
FTR
$46M 0.11%
471,251
-41,872
-8% -$3.99M
SIVB
236
DELISTED
SVB Financial Group
SIVB
$46M 0.11%
410,257
-182
-0% -$20.2K
ESV
237
DELISTED
Ensco Rowan plc
ESV
$45.8M 0.11%
276,874
+41,267
+18% +$8.18M
TFC icon
238
Truist Financial
TFC
$63.3B
$45.7M 0.11%
1,226,947
-10,705
-0.9% -$404K
NCI
239
DELISTED
Navigant Consulting, Inc.
NCI
$45.4M 0.11%
3,263,919
-39,698
-1% -$642K
AEP icon
240
American Electric Power
AEP
$69.6B
$45.4M 0.11%
869,051
-29,297
-3% -$1.55M
RKT
241
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$45.3M 0.11%
952,722
+555,958
+140% +$27.6M
PH icon
242
Parker-Hannifin
PH
$123B
$45.2M 0.11%
396,085
+17,617
+5% +$2.08M
RSG icon
243
Republic Services
RSG
$64.8B
$45.1M 0.11%
1,156,737
+5,529
+0.5% +$213K
TWX
244
DELISTED
Time Warner Inc
TWX
$44.9M 0.11%
596,406
-44,821
-7% -$3.47M
SIAL
245
DELISTED
SIGMA - ALDRICH CORP
SIAL
$44.8M 0.11%
329,257
+57,898
+21% +$6.15M
CTRA
246
DELISTED
Coterra Energy
CTRA
$44.8M 0.11%
1,369,621
+157,459
+13% +$5.27M
CTAS icon
247
Cintas
CTAS
$81.9B
$44.7M 0.11%
2,531,048
+44,368
+2% +$723K
KLAC icon
248
KLA
KLAC
$239B
$44.6M 0.11%
5,665,990
-68,470
-1% -$517K
CPRI icon
249
Capri Holdings
CPRI
$1.83B
$44.4M 0.11%
621,273
+109,098
+21% +$8.77M
TMO icon
250
Thermo Fisher Scientific
TMO
$213B
$44.3M 0.11%
363,824
+40,616
+13% +$4.94M
8 9
10
11 12

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.