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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.8B
AUM Growth
-$132M
(-6.8%)
Cap. Flow
-$153M
Cap. Flow
% of AUM
-8.48%
Top 10 Holdings %
Top 10 Hldgs %
15.39%
Holding
1,171
New
79
Increased
355
Reduced
545
Closed
170
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$8.49M |
| 2 |
ProShares Short S&P500
SH
|
+$8.35M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.03M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$4.86M |
| 5 |
AT&T
T
|
+$4.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.6M |
| 2 |
Realty Income
O
|
+$8.91M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.51M |
| 4 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.5M |
| 5 |
Accenture
ACN
|
+$6.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.27% |
| 2 | Healthcare | 6.35% |
| 3 | Financials | 5.87% |
| 4 | Communication Services | 5.34% |
| 5 | Industrials | 5.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
| $1.94M | 0.11% |
75,334
-22,034
| -23% | -$564K |
|
202
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $1.93M | 0.11% |
47,531
+8,640
| +22% | +$323K |
|
203
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $1.93M | 0.11% |
39,886
-9,752
| -20% | -$447K |
|
|
ULQ
204
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $1.93M | 0.11% |
38,564
-6,643
| -15% | -$332K |
|
205
KeyCorp
KEY
$24.3B
| $1.92M | 0.11% |
174,060
+83,390
| +92% | +$932K |
|
206
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $1.92M | 0.11% |
72,652
+30,646
| +73% | +$800K |
|
|
STJ
207
DELISTED
St Jude Medical
STJ
| $1.91M | 0.11% |
34,787
-731
| -2% | -$39.8K |
|
208
Dominion Energy
D
$62.5B
| $1.91M | 0.11% |
25,376
+1,685
| +7% | +$119K |
|
209
Goldman Sachs
GS
$313B
| $1.89M | 0.11% |
12,001
+2,383
| +25% | +$369K |
|
210
Caterpillar
CAT
$409B
| $1.88M | 0.1% |
24,278
-13,235
| -35% | -$888K |
|
211
DuPont de Nemours
DD
$18.6B
| $1.87M | 0.1% |
14,549
+314
| +2% | +$37.6K |
|
212
Vanguard Health Care ETF
VHT
$18.2B
| $1.86M | 0.1% |
15,102
+539
| +4% | +$65.5K |
|
|
AGN
213
DELISTED
Allergan plc
AGN
| $1.86M | 0.1% |
6,893
-276
| -4% | -$79K |
|
214
iShares Core MSCI Pacific ETF
IPAC
$2.6B
| $1.85M | 0.1% |
40,192
+7,988
| +25% | +$356K |
|
215
iShares Russell 1000 ETF
IWB
$47.7B
| $1.85M | 0.1% |
16,243
-2,247
| -12% | -$243K |
|
216
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
| $1.84M | 0.1% |
41,597
+20,797
| +100% | +$865K |
|
217
State Street
STT
$50.9B
| $1.81M | 0.1% |
30,969
+844
| +3% | +$47.9K |
|
218
Enterprise Products Partners
EPD
$83.8B
| $1.8M | 0.1% |
73,550
-6,459
| -8% | -$150K |
|
219
Alerian MLP ETF
AMLP
$13B
| $1.8M | 0.1% |
33,143
+5,085
| +18% | +$258K |
|
220
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $1.8M | 0.1% |
36,397
+10,654
| +41% | +$524K |
|
221
Humana
HUM
$46.7B
| $1.78M | 0.1% |
9,812
-764
| -7% | -$133K |
|
222
Alaska Air
ALK
$5.15B
| $1.78M | 0.1% |
21,668
+1,458
| +7% | +$108K |
|
223
Entergy
ETR
$54.1B
| $1.76M | 0.1% |
44,260
-4,136
| -9% | -$150K |
|
224
Kraft Heinz
KHC
$30.4B
| $1.76M | 0.1% |
22,435
-183
| -0.8% | -$13.7K |
|
|
HDV
225
iShares Core High Dividend ETF
HDV
$14.4B
| $1.75M | 0.1% |
112,025
+21,030
| +23% | +$312K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2016 Portfolio in Review
As of Q1 2016, First Allied Advisory Services held 1,171 positions worth $1.8B, down 6.8% from $1.93B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $153M in Q1 2016, closing 170 positions and reducing 545 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $7.51M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in ProShares Short S&P500 worth $7.89M.
- First Allied Advisory Services's largest Q1 2016 buy was ProShares Short S&P500: 48,097 shares worth $7.89M.
- First Allied Advisory Services added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2016, an estimated $8.49M increase.
- First Allied Advisory Services's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.6M.
- First Allied Advisory Services fully exited iShares MSCI ACWI ETF in Q1 2016, selling an estimated $7.51M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.8B portfolio in Q1 2016.
- First Allied Advisory Services opened 79 new positions and closed 170 in Q1 2016.
- First Allied Advisory Services's portfolio value fell 6.8% quarter-over-quarter to $1.8B.
Based on First Allied Advisory Services's 13F filing for Q1 2016, filed 12 May 2016.