First Allied Advisory Services’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

First Allied Advisory Services’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-21,948	Closed	-$1.1M	–	1588
2017 Q4	$1.1M	Buy	21,948 +11,504	+110%	+$577K	0.04%	421
2017 Q3	$527K	Sell	10,444 -43,141	-81%	-$2.18M	0.02%	597
2017 Q2	$2.69M	Buy	53,585 +39,209	+273%	+$1.97M	0.12%	193
2017 Q1	$723K	Sell	14,376 -30,836	-68%	-$1.55M	0.04%	471
2016 Q4	$2.27M	Sell	45,212 -20,565	-31%	-$1.03M	0.11%	206
2016 Q3	$3.3M	Buy	65,777 +28,720	+78%	+$1.44M	0.18%	140
2016 Q2	$1.86M	Sell	37,057 -1,507	-4%	-$75.5K	0.1%	224
2016 Q1	$1.93M	Sell	38,564 -6,643	-15%	-$332K	0.11%	204
2015 Q4	$2.25M	Sell	45,207 -4,622	-9%	-$230K	0.12%	201
2015 Q3	$2.5M	Buy	49,829 +137	+0.3%	+$6.86K	0.14%	174
2015 Q2	$2.49M	Buy	49,692 +22,444	+82%	+$1.12M	0.11%	215
2015 Q1	$1.36M	Buy	27,248 +1,839	+7%	+$92.1K	0.09%	256
2014 Q4	$1.27M	Sell	25,409 -18,375	-42%	-$916K	0.09%	261
2014 Q3	$2.19M	Sell	43,784 -5,081	-10%	-$255K	0.17%	135
2014 Q2	$2.46M	Buy	48,865 +1,695	+4%	+$85.2K	0.18%	150
2014 Q1	$2.37M	Buy	47,170 +39,011	+478%	+$1.96M	0.18%	149
2013 Q4	$407K	Sell	8,159 -229	-3%	-$11.4K	0.03%	561
2013 Q3	$420K	Buy	8,388 +371	+5%	+$18.6K	0.02%	604
2013 Q2	$404K	Buy	+8,017	New	+$404K	0.03%	566

Other funds holding ULQ

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPT

Legacy Private Trust Neenah, Wisconsin $1.63B AUM 17.53% 1-Year Est. Return

FAG

Financial Advisory Group Houston, Texas $567M AUM 19.38% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

CCM

CWH Capital Management Spokane, Washington $238M AUM 14.86% 1-Year Est. Return

MBT

Monroe Bank & Trust Monroe, Michigan $299M AUM 8.4% 1-Year Est. Return

First Allied Advisory Services's ULQ Position: Q1 2018 in Review

First Allied Advisory Services sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q1 2018, closing a stake of 21,948 shares — an estimated $1.1M sold.

First Allied Advisory Services first reported a position in ULQ in Q2 2013 and held it in 19 quarters. The position peaked at $3.3M in Q3 2016. 96 funds tracked by Wall St. Rank hold ULQ as of Q1 2018.

First Allied Advisory Services reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q1 2018 after selling out during the quarter.
First Allied Advisory Services sold 21,948 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q1 2018, an estimated $1.1M.
First Allied Advisory Services first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q2 2013 and held it in 19 quarters.
First Allied Advisory Services's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $3.3M in Q3 2016.
96 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q1 2018.

Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.