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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.19%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.33B
AUM Growth
+$84.4M
(+6.8%)
Cap. Flow
+$63.5M
Cap. Flow
% of AUM
4.77%
Top 10 Holdings %
Top 10 Hldgs %
14.46%
Holding
1,084
New
137
Increased
489
Reduced
323
Closed
82
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$26M |
| 2 |
ProShares Ultra Russell2000
UWM
|
+$13.5M |
| 3 |
VER
VEREIT, Inc.
VER
|
+$9.07M |
| 4 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$6.26M |
| 5 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$5.99M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$24.6M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$14.1M |
| 3 |
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
|
+$6.21M |
| 4 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$3.97M |
| 5 |
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
|
+$3.78M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.39% |
| 2 | Healthcare | 6.17% |
| 3 | Energy | 6.17% |
| 4 | Financials | 5.97% |
| 5 | Industrials | 4.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
CVS Health
CVS
$137B
| $1.91M | 0.14% |
25,479
+908
| +4% | +$64.1K |
|
177
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $1.89M | 0.14% |
18,773
+2,925
| +18% | +$285K |
|
178
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $1.89M | 0.14% |
38,670
+6,259
| +19% | +$309K |
|
179
Union Pacific
UNP
$183B
| $1.89M | 0.14% |
20,040
+8,474
| +73% | +$753K |
|
|
GRX
180
Gabelli Healthcare & Wellness Trust
GRX
$141M
| $1.87M | 0.14% |
187,007
+4
| +0% | +$40 |
|
181
Archer Daniels Midland
ADM
$41.4B
| $1.83M | 0.14% |
42,284
-38,656
| -48% | -$1.59M |
|
182
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $1.83M | 0.14% |
36,442
+1,837
| +5% | +$90.9K |
|
183
iShares National Muni Bond ETF
MUB
$45.1B
| $1.82M | 0.14% |
16,950
-2,197
| -11% | -$233K |
|
184
Hormel Foods
HRL
$13.9B
| $1.82M | 0.14% |
73,756
+34,646
| +89% | +$798K |
|
185
iShares US Regional Banks ETF
IAT
$685M
| $1.79M | 0.13% |
51,993
+9,004
| +21% | +$301K |
|
186
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $1.78M | 0.13% |
42,316
+7,556
| +22% | +$310K |
|
187
Amgen
AMGN
$203B
| $1.76M | 0.13% |
14,324
-369
| -3% | -$44.8K |
|
188
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $1.76M | 0.13% |
+27,967
| New | +$1.71M |
|
189
Costco
COST
$415B
| $1.72M | 0.13% |
15,414
-1,048
| -6% | -$120K |
|
190
RTX Corp
RTX
$287B
| $1.71M | 0.13% |
23,319
-10,895
| -32% | -$783K |
|
191
Target
TGT
$62.1B
| $1.7M | 0.13% |
28,105
-2,588
| -8% | -$153K |
|
192
CSX Corp
CSX
$98.6B
| $1.68M | 0.13% |
173,955
+4,038
| +2% | +$37.5K |
|
193
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $1.64M | 0.12% |
15,278
+1,009
| +7% | +$110K |
|
|
SCHW
194
Charles Schwab
SCHW
$177B
| $1.63M | 0.12% |
59,732
-34,909
| -37% | -$912K |
|
195
Norfolk Southern
NSC
$78.8B
| $1.63M | 0.12% |
16,717
-56
| -0.3% | -$5.19K |
|
|
NIO
196
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
| $1.62M | 0.12% |
117,390
+250
| +0.2% | +$3.4K |
|
197
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $1.62M | 0.12% |
36,310
-1,396
| -4% | -$60.2K |
|
198
UnitedHealth
UNH
$382B
| $1.61M | 0.12% |
19,753
+2,895
| +17% | +$218K |
|
199
Vanguard Small-Cap ETF
VB
$79.5B
| $1.61M | 0.12% |
14,281
+108
| +0.8% | +$12K |
|
200
Capital One
COF
$124B
| $1.61M | 0.12% |
+20,757
| New | +$1.52M |
|
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FS
NIMC
TI
VIM
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CT
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First Allied Advisory Services's Q1 2014 Portfolio in Review
As of Q1 2014, First Allied Advisory Services held 1,084 positions worth $1.33B, up 6.8% from $1.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $63.5M of net new capital in Q1 2014, opening 137 new positions and adding to 489 existing holdings. Its largest new stake was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.
By sector, the portfolio is most concentrated in Technology at 6.4% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $24.6M trimmed.
- First Allied Advisory Services's largest Q1 2014 buy was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $26M increase.
- First Allied Advisory Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $24.6M.
- First Allied Advisory Services fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $14.1M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.33B portfolio in Q1 2014.
- First Allied Advisory Services opened 137 new positions and closed 82 in Q1 2014.
- First Allied Advisory Services's portfolio value rose 6.8% quarter-over-quarter to $1.33B.
Based on First Allied Advisory Services's 13F filing for Q1 2014, filed 15 May 2014.