First Allied Advisory Services’s ProShares Ultra Russell2000 UWM Stock Holding History

First Allied Advisory Services’s Portfolio UWM Stock Details UWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-880	Closed	-$29K	–	1590
2019 Q3	$29K	Buy	+880	New	+$29K	﹤0.01%	1427
2018 Q1	–	Sell	-2,534	Closed	-$88K	–	1487
2017 Q4	$88K	Buy	+2,534	New	+$86.8K	﹤0.01%	1223
2017 Q1	–	Sell	-10,716	Closed	-$299K	–	1173
2016 Q4	$299K	Sell	10,716 -3,424	-24%	-$85.8K	0.02%	785
2016 Q3	$335K	Buy	14,140 +100	+0.7%	+$2.27K	0.02%	698
2016 Q2	$282K	Buy	+14,040	New	+$275K	0.02%	767
2015 Q3	–	Sell	-18,156	Closed	-$439K	–	1150
2015 Q2	$439K	Sell	18,156 -28,400	-61%	-$696K	0.02%	660
2015 Q1	$1.12M	Buy	46,556 +2,888	+7%	+$66K	0.07%	315
2014 Q4	$985K	Sell	43,668 -152,076	-78%	-$3.14M	0.07%	326
2014 Q3	$3.71M	Sell	195,744 -30,460	-13%	-$632K	0.29%	76
2014 Q2	$5.05M	Sell	226,204 -410,104	-64%	-$8.38M	0.37%	59
2014 Q1	$13.7M	Buy	+636,308	New	+$13.5M	1.03%	7
2013 Q4	–	Sell	-686,412	Closed	-$12.5M	–	1046
2013 Q3	$12.5M	Buy	686,412 +33,512	+5%	+$574K	0.73%	18
2013 Q2	$9.78M	Buy	+652,900	New	+$9.51M	0.78%	13

Other funds holding UWM

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return

Cedar Capital Barrington, Illinois $54.9M AUM 33.3% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

IAN

Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFWM

Institute for Wealth Management Denver, Colorado $1.13B AUM 39.73% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Forefront Analytics West Conshohocken, Pennsylvania $110M AUM 18.54% 1-Year Est. Return

First Allied Advisory Services's UWM Position: Q4 2019 in Review

First Allied Advisory Services sold out of ProShares Ultra Russell2000 (UWM) in Q4 2019, closing a stake of 880 shares — an estimated $29K sold.

First Allied Advisory Services first reported a position in UWM in Q2 2013 and held it in 13 quarters. The position peaked at $13.7M in Q1 2014. 42 funds tracked by Wall St. Rank hold UWM as of Q4 2019.

First Allied Advisory Services reported no remaining ProShares Ultra Russell2000 position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 880 ProShares Ultra Russell2000 shares in Q4 2019, an estimated $29K.
First Allied Advisory Services first reported a position in ProShares Ultra Russell2000 in Q2 2013 and held it in 13 quarters.
First Allied Advisory Services's ProShares Ultra Russell2000 position peaked at $13.7M in Q1 2014.
42 funds tracked by Wall St. Rank held ProShares Ultra Russell2000 as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.