First Allied Advisory Services’s NUVEEN MUNICIPAL OPPORTUNITY FUND INC NIO Stock Holding History

First Allied Advisory Services’s Portfolio NIO Stock Details NIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-117,390	Closed	-$1.65M	–	1144
2014 Q2	$1.65M	Hold	117,390	–	–	0.12%	203
2014 Q1	$1.62M	Buy	117,390 +250	+0.2%	+$3.4K	0.12%	196
2013 Q4	$1.54M	Sell	117,140 -7,853	-6%	-$101K	0.12%	204
2013 Q3	$1.63M	Buy	124,993 +18,453	+17%	+$240K	0.09%	217
2013 Q2	$1.49M	Buy	+106,540	New	+$1.55M	0.12%	203

Other funds holding NIO

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

First Allied Advisory Services's NIO Position: Q3 2014 in Review

First Allied Advisory Services sold out of NUVEEN MUNICIPAL OPPORTUNITY FUND INC (NIO) in Q3 2014, closing a stake of 117,390 shares — an estimated $1.65M sold.

First Allied Advisory Services first reported a position in NIO in Q2 2013 and held it in 5 quarters. The position peaked at $1.65M in Q2 2014. 95 funds tracked by Wall St. Rank hold NIO as of Q3 2014.

First Allied Advisory Services reported no remaining NUVEEN MUNICIPAL OPPORTUNITY FUND INC position as of Q3 2014 after selling out during the quarter.
First Allied Advisory Services sold 117,390 NUVEEN MUNICIPAL OPPORTUNITY FUND INC shares in Q3 2014, an estimated $1.65M.
First Allied Advisory Services first reported a position in NUVEEN MUNICIPAL OPPORTUNITY FUND INC in Q2 2013 and held it in 5 quarters.
First Allied Advisory Services's NUVEEN MUNICIPAL OPPORTUNITY FUND INC position peaked at $1.65M in Q2 2014.
95 funds tracked by Wall St. Rank held NUVEEN MUNICIPAL OPPORTUNITY FUND INC as of Q3 2014.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.