First Allied Advisory Services’s Charles Schwab SCHW Stock Holding History

First Allied Advisory Services’s Portfolio SCHW Stock Details SCHW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$450K	Sell	12,423 -3,351	-21%	-$117K	0.02%	751
2020 Q2	$532K	Sell	15,774 -1,440	-8%	-$51.6K	0.02%	634
2020 Q1	$579K	Buy	17,214 +251	+1%	+$10.5K	0.02%	558
2019 Q4	$808K	Sell	16,963 -7,315	-30%	-$322K	0.03%	552
2019 Q3	$1.02M	Buy	24,278 +6,917	+40%	+$279K	0.04%	463
2019 Q2	$698K	Buy	17,361 +2,601	+18%	+$113K	0.02%	573
2019 Q1	$628K	Sell	14,760 -10,931	-43%	-$494K	0.02%	595
2018 Q4	$1.07M	Buy	25,691 +8,575	+50%	+$388K	0.04%	405
2018 Q3	$836K	Sell	17,116 -2	-0%	-$102	0.03%	527
2018 Q2	$870K	Buy	17,118 +680	+4%	+$37.7K	0.03%	500
2018 Q1	$857K	Sell	16,438 -2,036	-11%	-$109K	0.03%	496
2017 Q4	$948K	Buy	18,474 +348	+2%	+$16.3K	0.04%	464
2017 Q3	$793K	Sell	18,126 -190,362	-91%	-$7.9M	0.03%	475
2017 Q2	$8.94M	Sell	208,488 -7,686	-4%	-$308K	0.4%	51
2017 Q1	$8.72M	Buy	216,174 +4,554	+2%	+$188K	0.45%	47
2016 Q4	$8.35M	Sell	211,620 -5,350	-2%	-$191K	0.42%	52
2016 Q3	$6.85M	Sell	216,970 -4,835	-2%	-$142K	0.36%	63
2016 Q2	$5.61M	Buy	221,805 +159,733	+257%	+$4.54M	0.31%	83
2016 Q1	$1.73M	Sell	62,072 -110	-0.2%	-$2.9K	0.1%	228
2015 Q4	$2.05M	Sell	62,182 -2,762	-4%	-$87.4K	0.11%	217
2015 Q3	$1.85M	Sell	64,944 -223	-0.3%	-$7.16K	0.1%	227
2015 Q2	$2.13M	Buy	65,167 +624	+1%	+$19.7K	0.1%	244
2015 Q1	$1.96M	Buy	64,543 +4,638	+8%	+$134K	0.13%	195
2014 Q4	$1.8M	Sell	59,905 -2,767	-4%	-$78.6K	0.13%	198
2014 Q3	$1.85M	Sell	62,672 -1,370	-2%	-$38.8K	0.15%	170
2014 Q2	$1.73M	Buy	64,042 +4,310	+7%	+$113K	0.13%	196
2014 Q1	$1.63M	Sell	59,732 -34,909	-37%	-$912K	0.12%	194
2013 Q4	$2.46M	Buy	94,641 +2,271	+2%	+$54.2K	0.2%	146
2013 Q3	$1.95M	Sell	92,370 -2,130	-2%	-$46.3K	0.11%	197
2013 Q2	$2M	Buy	+94,500	New	+$1.75M	0.16%	169

Other funds holding SCHW

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

GIM

Generation Investment Management London, United Kingdom $11.2B AUM 0.58% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

First Allied Advisory Services's SCHW Position: Q3 2020 in Review

First Allied Advisory Services reduced its Charles Schwab (SCHW) stake by 21% in Q3 2020, selling an estimated $117K and leaving 12,423 shares worth $450K. The position accounts for 0.02% of the portfolio, ranked #751.

First Allied Advisory Services first reported a position in SCHW in Q2 2013 and has held it in 30 quarters since. The position peaked at $8.94M in Q2 2017. 1,048 funds tracked by Wall St. Rank hold SCHW as of Q3 2020.

First Allied Advisory Services held 12,423 shares of Charles Schwab worth $450K as of Q3 2020.
First Allied Advisory Services sold 3,351 Charles Schwab shares in Q3 2020, an estimated $117K.
Charles Schwab made up 0.02% of First Allied Advisory Services's portfolio in Q3 2020, its #751 holding.
First Allied Advisory Services first reported a position in Charles Schwab in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's Charles Schwab position peaked at $8.94M in Q2 2017.
1,048 funds tracked by Wall St. Rank held Charles Schwab as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.