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SCHW

Charles Schwab

1,061 hedge funds and large institutions have $42.7B invested in Charles Schwab in 2019 Q3 according to their latest regulatory filings, with 93 funds opening new positions, 404 increasing their positions, 421 reducing their positions, and 122 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more call options, than puts

Call options by funds: $422M | Put options by funds: $286M

23% more funds holding in top 10

Funds holding in top 10: 3138 (+7)

2% more capital invested

Capital invested by funds: $42B → $42.7B (+$736M)

0.17% less ownership

Funds ownership: 78.43%78.27% (-0.17%)

4% less repeat investments, than reductions

Existing positions increased: 404 | Existing positions reduced: 421

3% less funds holding

Funds holding: 1,0981,061 (-37)

24% less first-time investments, than exits

New positions opened: 93 | Existing positions closed: 122

Holders
1,061
Holders Change
-37
Holders Change %
-3.37%
% of All Funds
23.27%
Holding in Top 10
38
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+22.58%
% of All Funds
0.83%
New
93
Increased
404
Reduced
421
Closed
122
Calls
$422M
Puts
$286M
Net Calls
+$137M
Net Calls Change
+$170M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$3.83B +$339M +8,395,365 +10%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.76B -$49.6M -1,229,948 -1%
BlackRock
3
BlackRock
New York
$3.39B -$242M -5,984,144 -7%
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$2.27B -$263M -6,528,369 -11%
State Street
5
State Street
Massachusetts
$2.13B -$117M -2,894,232 -5%
Primecap Management
6
Primecap Management
California
$1.26B -$52M -1,288,581 -4%
GIM
7
Generation Investment Management
United Kingdom
$1.13B +$250M +6,193,052 +30%
JP Morgan Chase
8
JP Morgan Chase
New York
$809M +$33.1M +820,155 +4%
Harris Associates
9
Harris Associates
Illinois
$677M +$9.39M +232,638 +1%
Northern Trust
10
Northern Trust
Illinois
$673M -$28.9M -716,141 -4%
ClearBridge Investments
11
ClearBridge Investments
New York
$663M +$17.8M +440,964 +3%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$634M +$6.46M +160,055 +1%
AllianceBernstein
13
AllianceBernstein
Tennessee
$566M +$21.9M +541,446 +4%
Fidelity Investments
14
Fidelity Investments
Massachusetts
$544M -$388M -9,624,811 -43%
ROIC
15
Route One Investment Company
California
$509M +$2.91M +72,000 +0.6%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$481M -$52.5M -1,300,952 -10%
Norges Bank
17
Norges Bank
Norway
$465M
Parnassus Investments
18
Parnassus Investments
California
$453M +$61.6M +1,527,073 +16%
Bank of America
19
Bank of America
North Carolina
$388M -$2.85M -70,668 -0.8%
RCG
20
Ruane, Cunniff & Goldfarb
New York
$364M -$2.3M -57,100 -0.7%
Wellington Management Group
21
Wellington Management Group
Massachusetts
$353M +$107M +2,655,733 +46%
American Century Companies
22
American Century Companies
Missouri
$353M +$224M +5,539,608 +191%
JSP
23
Jackson Square Partners
California
$338M -$18.8M -465,559 -5%
Ninety One (UK)
24
Ninety One (UK)
United Kingdom
$337M +$47.4M +1,173,540 +17%
Aberdeen Group
25
Aberdeen Group
United Kingdom
$325M +$49.4M +1,222,874 +19%

SCHW Hedge Fund Activity: Q3 2019 in Review

1,061 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2019, worth a combined $42.7B — up 1.8% from $42B a quarter earlier.

Sellers outnumbered buyers: 122 funds closed out of SCHW and 93 opened new positions — a net loss of 29 holders — while 421 trimmed existing stakes and 404 added.

The largest buyer was Dodge & Cox, adding an estimated $339M. The largest seller was Edgewood Management, exiting entirely with an estimated $889M sold.

  • 1,061 institutional investors held Charles Schwab (SCHW) as of Q3 2019, down from 1,098 in Q2 2019.
  • Funds reported $42.7B of Charles Schwab stock for Q3 2019, up 1.8% quarter-over-quarter.
  • 93 funds opened new Charles Schwab positions in Q3 2019 and 122 closed out, a net change of -29 holders.
  • The largest Charles Schwab buyer in Q3 2019 was Dodge & Cox, an estimated $339M added.
  • The largest Charles Schwab seller in Q3 2019 was Edgewood Management, an estimated $889M sold.

Based on aggregated 13F filings for Q3 2019.