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SCHW

Charles Schwab

608 hedge funds and large institutions have $25.8B invested in Charles Schwab in 2013 Q4 according to their latest regulatory filings, with 89 funds opening new positions, 193 increasing their positions, 249 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 89 | Existing positions closed: 40

68% more call options, than puts

Call options by funds: $161M | Put options by funds: $96M

26% more funds holding in top 10

Funds holding in top 10: 2329 (+6)

23% more capital invested

Capital invested by funds: $21B → $25.8B (+$4.79B)

8% more funds holding

Funds holding: 561608 (+47)

0.29% less ownership

Funds ownership: 77.31%77.01% (-0.29%)

22% less repeat investments, than reductions

Existing positions increased: 193 | Existing positions reduced: 249

Holders
608
Holders Change
+47
Holders Change %
+8.38%
% of All Funds
17.65%
Holding in Top 10
29
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+26.09%
% of All Funds
0.84%
New
89
Increased
193
Reduced
249
Closed
40
Calls
$161M
Puts
$96M
Net Calls
+$65.1M
Net Calls Change
+$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Dodge & Cox
1
Dodge & Cox
California
$2.34B -$60M -2,514,200 -3%
Primecap Management
2
Primecap Management
California
$1.76B -$58.9M -2,471,499 -4%
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.41B +$21.4M +895,991 +2%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$1.33B +$204M +8,534,983 +20%
State Street
5
State Street
Massachusetts
$1.27B +$42M +1,761,192 +4%
SA
6
SPO Advisory
California
$1.21B
Capital World Investors
7
Capital World Investors
California
$1.12B
Sands Capital Management
8
Sands Capital Management
Virginia
$1.11B +$585M +24,513,072 +135%
Brown Advisory
9
Brown Advisory
Maryland
$850M +$9.12M +382,253 +1%
BIT
10
BlackRock Institutional Trust
California
$760M -$9.63M -403,710 -1%
Invesco
11
Invesco
Georgia
$726M -$34M -1,425,610 -5%
DSA
12
Davis Selected Advisers
Arizona
$487M -$8.5M -356,397 -2%
Northern Trust
13
Northern Trust
Illinois
$397M +$84.6K +3,548 +0%
Wells Fargo
14
Wells Fargo
California
$389M -$131M -5,486,453 -27%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$334M +$28.4M +1,191,389 +10%
PI
16
Putnam Investments
Massachusetts
$302M -$17.6M -738,099 -6%
BFA
17
BlackRock Fund Advisors
California
$284M +$20.6M +865,061 +9%
T. Rowe Price Associates
18
T. Rowe Price Associates
Maryland
$275M -$70.8M -2,969,155 -22%
Winslow Capital Management
19
Winslow Capital Management
Minnesota
$248M +$227M +9,533,610 New
Lazard Asset Management
20
Lazard Asset Management
New York
$223M -$8.82M -370,000 -4%
Geode Capital Management
21
Geode Capital Management
Massachusetts
$217M +$10.1M +422,380 +5%
BAMCO Inc
22
BAMCO Inc
New York
$211M -$4.25M -178,380 -2%
AllianceBernstein
23
AllianceBernstein
Tennessee
$210M +$107M +4,500,270 +126%
BWA
24
Brave Warrior Advisors
New York
$207M -$29.9M -1,255,524 -14%
O
25
OppenheimerFunds
New York
$206M -$15.4M -644,260 -8%

SCHW Hedge Fund Activity: Q4 2013 in Review

608 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2013, worth a combined $25.8B — up 23% from $21B a quarter earlier.

Buyers outnumbered sellers: 89 funds opened new SCHW positions and 40 closed out — a net gain of 49 holders — while 193 added to existing stakes and 249 trimmed.

The largest buyer was Sands Capital Management, adding an estimated $585M. The largest seller was State of Michigan Retirement System, cutting an estimated $169M.

  • 608 institutional investors held Charles Schwab (SCHW) as of Q4 2013, up from 561 in Q3 2013.
  • Funds reported $25.8B of Charles Schwab stock for Q4 2013, up 23% quarter-over-quarter.
  • 89 funds opened new Charles Schwab positions in Q4 2013 and 40 closed out, a net change of +49 holders.
  • The largest Charles Schwab buyer in Q4 2013 was Sands Capital Management, an estimated $585M added.
  • The largest Charles Schwab seller in Q4 2013 was State of Michigan Retirement System, an estimated $169M sold.

Based on aggregated 13F filings for Q4 2013.