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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1101
Gold Fields
GFI
$29.3B
| $162K | 0.01% |
13,154
-653
| -5% | -$8.03K |
2019 Q1
6 quarters
|
|
1102
Neuberger Municipal Fund Inc
NBH
$280M
| $160K | 0.01% |
+10,369
| New | +$157K |
2020 Q3
0 quarters
|
|
1103
Flagstar Bank National Association
FLG
$4.36B
| $160K | 0.01% |
6,445
-1,422
| -18% | -$40.6K |
2013 Q2
29 quarters
|
|
|
JTA
1104
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
| $159K | 0.01% |
19,850
-2,100
| -10% | -$17.4K |
2016 Q2
17 quarters
|
|
|
BBK
1105
DELISTED
Blackrock Municipal Bond Trust
BBK
| $159K | 0.01% |
10,439
+49
| +0.5% | +$766 |
2015 Q1
22 quarters
|
|
1106
DWS Municipal Income Trust
KTF
$324M
| $150K | 0.01% |
13,540
-5,932
| -30% | -$66.4K |
2018 Q3
8 quarters
|
|
1107
Prospect Capital
PSEC
$859M
| $149K | 0.01% |
29,559
-77
| -0.3% | -$387 |
2013 Q2
29 quarters
|
|
1108
Vale
VALE
$48.5B
| $146K | ﹤0.01% |
+13,806
| New | +$155K |
2020 Q3
0 quarters
|
|
1109
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
| $144K | ﹤0.01% |
17,018
-445
| -3% | -$3.83K |
2018 Q2
9 quarters
|
|
|
RPAI
1110
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $142K | ﹤0.01% |
24,395
-840
| -3% | -$5.4K |
2016 Q4
15 quarters
|
|
1111
Flex
FLEX
$32B
| $141K | ﹤0.01% |
+16,853
| New | +$137K |
2020 Q3
0 quarters
|
|
1112
BlackRock MuniYield Quality Fund III
MYI
$1.24B
| $141K | ﹤0.01% |
+10,469
| New | +$141K |
2020 Q3
0 quarters
|
|
1113
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$114M
| $140K | ﹤0.01% |
12,132
-363
| -3% | -$4.47K |
2017 Q2
13 quarters
|
|
1114
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
| $139K | ﹤0.01% |
34,715
-5,081
| -13% | -$24.2K |
2017 Q3
12 quarters
|
|
|
MNDT
1115
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $137K | ﹤0.01% |
+11,138
| New | +$152K |
2020 Q3
0 quarters
|
|
1116
Amplify Alternative Harvest ETF
MJ
$94.2M
| $131K | ﹤0.01% |
1,049
+11
| +1% | +$1.64K |
2018 Q2
9 quarters
|
|
1117
DELISTED
BlackRock MuniVest Fund
MVF
| $131K | ﹤0.01% |
15,137
+2,163
| +17% | +$18.9K |
2018 Q3
8 quarters
|
|
1118
Eaton Vance Senior Income Trust
EVF
$87.9M
| $130K | ﹤0.01% |
22,204
-1,015
| -4% | -$5.81K |
2016 Q3
16 quarters
|
|
1119
Host Hotels & Resorts
HST
$17.3B
| $130K | ﹤0.01% |
12,054
-3,904
| -24% | -$43.1K |
2020 Q2
1 quarter
|
|
1120
PG&E
PCG
$39.6B
| $130K | ﹤0.01% |
13,883
+3
| +0% | +$28 |
2019 Q3
4 quarters
|
|
|
CALA
1121
DELISTED
Calithera Biosciences, Inc
CALA
| $129K | ﹤0.01% |
1,875
+200
| +12% | +$17.5K |
2020 Q2
1 quarter
|
|
1122
Invesco Municipal Income Opportunities Trust
OIA
$280M
| $128K | ﹤0.01% |
17,467
| – | – |
2013 Q2
29 quarters
|
|
1123
Armour Residential REIT
ARR
$1.76B
| $125K | ﹤0.01% |
2,629
-4
| -0.2% | -$191 |
2020 Q2
1 quarter
|
|
|
GTT
1124
DELISTED
GTT Communications, Inc.
GTT
| $124K | ﹤0.01% |
24,000
| – | – |
2019 Q3
4 quarters
|
|
1125
American Strategic Investment Co
NYC
$18.9M
| $123K | ﹤0.01% |
+1,261
| New | +$131K |
2020 Q3
0 quarters
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.