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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSB icon
1076
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$201K 0.01%
+7,702
New +$201K
IQLT icon
1077
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
$200K 0.01%
6,395
-2,728
-30% -$85K
JQC icon
1078
Nuveen Credit Strategies Income Fund
JQC
$708M
$200K 0.01%
33,899
-2,006
-6% -$12K
SNPR.U
1079
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$198K 0.01%
+18,181
New +$197K
DCP
1080
DELISTED
DCP Midstream, LP
DCP
$192K 0.01%
17,146
+110
+0.6% +$1.33K
NCLH icon
1081
Norwegian Cruise Line
NCLH
$8.87B
$191K 0.01%
11,147
-233
-2% -$3.69K
SONO icon
1082
Sonos
SONO
$1.75B
$189K 0.01%
12,435
-3,190
-20% -$47K
VCV icon
1083
Invesco California Value Municipal Income Trust
VCV
$522M
$188K 0.01%
15,040
– –
IAF
1084
abrdn Australia Equity Fund
IAF
$120M
$186K 0.01%
13,883
-1,092
-7% -$15.3K
SIRI icon
1085
SiriusXM
SIRI
$10B
$186K 0.01%
3,468
-65
-2% -$3.73K
AOD
1086
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$183K 0.01%
23,062
+648
+3% +$5.17K
PFD
1087
Flaherty & Crumrine Preferred and Income Fund
PFD
$147M
$182K 0.01%
11,026
+845
+8% +$13.2K
ETV
1088
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$180K 0.01%
12,990
-248
-2% -$3.54K
GAP
1089
The Gap Inc
GAP
$7.07B
$178K 0.01%
+10,428
New +$155K
PMO
1090
Franklin Municipal Opportunities Trust
PMO
$288M
$177K 0.01%
13,679
-510
-4% -$6.79K
SLB icon
1091
SLB Ltd
SLB
$71.3B
$177K 0.01%
11,367
+1,148
+11% +$21.3K
VMO icon
1092
Invesco Municipal Opportunity Trust
VMO
$653M
$174K 0.01%
14,200
+2,975
+27% +$36.7K
BIZD icon
1093
VanEck BDC Income ETF
BIZD
$1.6B
$172K 0.01%
14,196
-2,656
-16% -$31.8K
KIO
1094
KKR Income Opportunities Fund
KIO
$456M
$172K 0.01%
12,679
-2,000
-14% -$26.5K
HAL icon
1095
Halliburton
HAL
$27.6B
$170K 0.01%
14,083
+1,810
+15% +$26.2K
CAJ
1096
DELISTED
Canon, Inc.
CAJ
$169K 0.01%
10,200
-700
-6% -$12.4K
OPLN
1097
Openlane
OPLN
$4.2B
$167K 0.01%
11,630
+12
+0.1% +$187
RVT icon
1098
Royce Value Trust
RVT
$2.21B
$166K 0.01%
13,118
-3,365
-20% -$44K
MUH
1099
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$165K 0.01%
11,229
+87
+0.8% +$1.29K
BLW icon
1100
BlackRock Limited Duration Income Trust
BLW
$496M
$163K 0.01%
11,102
-114
-1% -$1.68K
42 43
44
45 46

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.