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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1076
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.32B
| $201K | 0.01% |
+7,702
| New | +$201K |
2020 Q3
0 quarters
|
|
1077
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
| $200K | 0.01% |
6,395
-2,728
| -30% | -$85K |
2019 Q1
6 quarters
|
|
1078
Nuveen Credit Strategies Income Fund
JQC
$681M
| $200K | 0.01% |
33,899
-2,006
| -6% | -$12K |
2013 Q2
29 quarters
|
|
|
SNPR.U
1079
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
| $198K | 0.01% |
+18,181
| New | +$197K |
2020 Q3
0 quarters
|
|
|
DCP
1080
DELISTED
DCP Midstream, LP
DCP
| $192K | 0.01% |
17,146
+110
| +0.6% | +$1.33K |
2017 Q3
12 quarters
|
|
1081
Norwegian Cruise Line
NCLH
$8.07B
| $191K | 0.01% |
11,147
-233
| -2% | -$3.69K |
2020 Q2
1 quarter
|
|
1082
Sonos
SONO
$1.91B
| $189K | 0.01% |
12,435
-3,190
| -20% | -$47K |
2020 Q2
1 quarter
|
|
1083
Invesco California Value Municipal Income Trust
VCV
$455M
| $188K | 0.01% |
15,040
| – | – |
2020 Q1
2 quarters
|
|
1084
abrdn Australia Equity Fund
IAF
$120M
| $186K | 0.01% |
13,883
-1,092
| -7% | -$15.3K |
2019 Q4
3 quarters
|
|
1085
SiriusXM
SIRI
$9.8B
| $186K | 0.01% |
3,468
-65
| -2% | -$3.73K |
2013 Q2
29 quarters
|
|
1086
abrdn Total Dynamic Dividend Fund
AOD
$1.06B
| $183K | 0.01% |
23,062
+648
| +3% | +$5.17K |
2014 Q3
24 quarters
|
|
1087
Flaherty & Crumrine Preferred and Income Fund
PFD
$135M
| $182K | 0.01% |
11,026
+845
| +8% | +$13.2K |
2020 Q1
2 quarters
|
|
1088
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.69B
| $180K | 0.01% |
12,990
-248
| -2% | -$3.54K |
2013 Q2
29 quarters
|
|
1089
The Gap Inc
GAP
$7.84B
| $178K | 0.01% |
+10,428
| New | +$155K |
2020 Q3
0 quarters
|
|
1090
Franklin Municipal Opportunities Trust
PMO
$275M
| $177K | 0.01% |
13,679
-510
| -4% | -$6.79K |
2013 Q2
29 quarters
|
|
1091
SLB Ltd
SLB
$79.3B
| $177K | 0.01% |
11,367
+1,148
| +11% | +$21.3K |
2013 Q2
29 quarters
|
|
1092
Invesco Municipal Opportunity Trust
VMO
$612M
| $174K | 0.01% |
14,200
+2,975
| +27% | +$36.7K |
2020 Q2
1 quarter
|
|
1093
VanEck BDC Income ETF
BIZD
$1.46B
| $172K | 0.01% |
14,196
-2,656
| -16% | -$31.8K |
2018 Q3
8 quarters
|
|
1094
KKR Income Opportunities Fund
KIO
$408M
| $172K | 0.01% |
12,679
-2,000
| -14% | -$26.5K |
2017 Q4
11 quarters
|
|
1095
Halliburton
HAL
$29.9B
| $170K | 0.01% |
14,083
+1,810
| +15% | +$26.2K |
2019 Q4
3 quarters
|
|
|
CAJ
1096
DELISTED
Canon, Inc.
CAJ
| $169K | 0.01% |
10,200
-700
| -6% | -$12.4K |
2020 Q2
1 quarter
|
|
1097
Openlane
OPLN
$4.76B
| $167K | 0.01% |
11,630
+12
| +0.1% | +$187 |
2020 Q2
1 quarter
|
|
1098
Royce Value Trust
RVT
$2.08B
| $166K | 0.01% |
13,118
-3,365
| -20% | -$44K |
2013 Q2
29 quarters
|
|
|
MUH
1099
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $165K | 0.01% |
11,229
+87
| +0.8% | +$1.29K |
2013 Q2
29 quarters
|
|
1100
BlackRock Limited Duration Income Trust
BLW
$454M
| $163K | 0.01% |
11,102
-114
| -1% | -$1.68K |
2020 Q2
1 quarter
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.