We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBCT
1126
DELISTED
People's United Financial Inc
PBCT
$123K ﹤0.01%
+11,950
New +$130K
EFR
1127
Eaton Vance Senior Floating-Rate Fund
EFR
$313M
$121K ﹤0.01%
10,406
+91
+0.9% +$1.06K
KGC icon
1128
Kinross Gold
KGC
$28.9B
$121K ﹤0.01%
13,762
+3,100
+29% +$26.8K
CTEV
1129
Claritev Corp
CTEV
$426M
$121K ﹤0.01%
+294
New +$129K
HPE icon
1130
Hewlett Packard
HPE
$63.7B
$118K ﹤0.01%
12,636
-667
-5% -$6.37K
IRL
1131
DELISTED
NEW IRELAND FUND INC
IRL
$118K ﹤0.01%
14,048
-12,900
-48% -$109K
DBRG icon
1132
DigitalBridge
DBRG
$2.92B
$115K ﹤0.01%
10,538
-10,461
-50% -$101K
BMY.RT
1133
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$114K ﹤0.01%
50,838
-430
-0.8% -$1.23K
RITM icon
1134
Rithm Capital
RITM
$5.1B
$112K ﹤0.01%
14,086
-419
-3% -$3.23K
HIO
1135
Western Asset High Income Opportunity Fund
HIO
$344M
$110K ﹤0.01%
22,456
+1,453
+7% +$7.13K
PCF
1136
High Income Securities Fund
PCF
$100M
$109K ﹤0.01%
13,100
– –
BCS icon
1137
Barclays
BCS
$94.8B
$108K ﹤0.01%
+21,457
New +$119K
EHI
1138
Western Asset Global High Income Fund
EHI
$179M
$107K ﹤0.01%
11,060
-759
-6% -$7.4K
FAM
1139
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$107K ﹤0.01%
11,198
+905
+9% +$9.12K
BGC icon
1140
BGC Group
BGC
$5.51B
$100K ﹤0.01%
41,583
-2,352
-5% -$6.14K
RESI
1141
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$98K ﹤0.01%
+11,200
New +$102K
GT icon
1142
Goodyear
GT
$2.14B
$96K ﹤0.01%
12,570
-1,200
-9% -$11.1K
XHR
1143
Xenia Hotels & Resorts
XHR
$1.97B
$96K ﹤0.01%
10,966
+400
+4% +$3.53K
GNW icon
1144
Genworth Financial
GNW
$3.83B
$95K ﹤0.01%
28,249
– –
APTS
1145
DELISTED
Preferred Apartment Communities, Inc.
APTS
$95K ﹤0.01%
17,591
+550
+3% +$3.74K
VVR icon
1146
Invesco Senior Income Trust
VVR
$460M
$94K ﹤0.01%
25,648
+209
+0.8% +$746
MRO
1147
DELISTED
Marathon Oil Corporation
MRO
$93K ﹤0.01%
22,810
-1,159
-5% -$6.13K
IAE
1148
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.9M
$88K ﹤0.01%
11,095
-21,576
-66% -$169K
LIND icon
1149
Lindblad Expeditions
LIND
$1.82B
$86K ﹤0.01%
+10,100
New +$85.8K
IBRX icon
1150
ImmunityBio
IBRX
$7.87B
$84K ﹤0.01%
12,184
-679
-5% -$6.77K
44 45
46
47 48

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.