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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
PBCT
1126
DELISTED
People's United Financial Inc
PBCT
| $123K | ﹤0.01% |
+11,950
| New | +$130K |
2020 Q3
0 quarters
|
|
1127
Eaton Vance Senior Floating-Rate Fund
EFR
$301M
| $121K | ﹤0.01% |
10,406
+91
| +0.9% | +$1.06K |
2020 Q1
2 quarters
|
|
1128
Kinross Gold
KGC
$23.7B
| $121K | ﹤0.01% |
13,762
+3,100
| +29% | +$26.8K |
2020 Q2
1 quarter
|
|
1129
Claritev Corp
CTEV
$407M
| $121K | ﹤0.01% |
+294
| New | +$129K |
2020 Q3
0 quarters
|
|
1130
Hewlett Packard
HPE
$73.1B
| $118K | ﹤0.01% |
12,636
-667
| -5% | -$6.37K |
2015 Q4
19 quarters
|
|
|
IRL
1131
DELISTED
NEW IRELAND FUND INC
IRL
| $118K | ﹤0.01% |
14,048
-12,900
| -48% | -$109K |
2017 Q4
11 quarters
|
|
1132
DELISTED
DigitalBridge
DBRG
| $115K | ﹤0.01% |
10,538
-10,461
| -50% | -$101K |
2017 Q1
14 quarters
|
|
1133
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| $114K | ﹤0.01% |
50,838
-430
| -0.8% | -$1.23K |
2019 Q4
3 quarters
|
|
1134
Rithm Capital
RITM
$5.2B
| $112K | ﹤0.01% |
14,086
-419
| -3% | -$3.23K |
2015 Q4
19 quarters
|
|
1135
Western Asset High Income Opportunity Fund
HIO
$313M
| $110K | ﹤0.01% |
22,456
+1,453
| +7% | +$7.13K |
2018 Q3
8 quarters
|
|
1136
High Income Securities Fund
PCF
$93.6M
| $109K | ﹤0.01% |
13,100
| – | – |
2019 Q3
4 quarters
|
|
1137
Barclays
BCS
$74.1B
| $108K | ﹤0.01% |
+21,457
| New | +$119K |
2020 Q3
0 quarters
|
|
1138
Western Asset Global High Income Fund
EHI
$163M
| $107K | ﹤0.01% |
11,060
-759
| -6% | -$7.4K |
2016 Q3
16 quarters
|
|
|
FAM
1139
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $107K | ﹤0.01% |
11,198
+905
| +9% | +$9.12K |
2020 Q2
1 quarter
|
|
1140
BGC Group
BGC
$5.24B
| $100K | ﹤0.01% |
41,583
-2,352
| -5% | -$6.14K |
2020 Q2
1 quarter
|
|
|
RESI
1141
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $98K | ﹤0.01% |
+11,200
| New | +$102K |
2020 Q3
0 quarters
|
|
1142
Goodyear
GT
$1.24B
| $96K | ﹤0.01% |
12,570
-1,200
| -9% | -$11.1K |
2013 Q2
29 quarters
|
|
1143
Xenia Hotels & Resorts
XHR
$1.89B
| $96K | ﹤0.01% |
10,966
+400
| +4% | +$3.53K |
2017 Q3
12 quarters
|
|
1144
Genworth Financial
GNW
$3.32B
| $95K | ﹤0.01% |
28,249
| – | – |
2015 Q1
22 quarters
|
|
|
APTS
1145
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $95K | ﹤0.01% |
17,591
+550
| +3% | +$3.74K |
2020 Q2
1 quarter
|
|
1146
Invesco Senior Income Trust
VVR
$442M
| $94K | ﹤0.01% |
25,648
+209
| +0.8% | +$746 |
2018 Q3
8 quarters
|
|
1147
DELISTED
Marathon Oil Corporation
MRO
| $93K | ﹤0.01% |
22,810
-1,159
| -5% | -$6.12K |
2013 Q2
29 quarters
|
|
1148
DELISTED
Voya Asia Pacific High Dividend Equity Income Fund
IAE
| $88K | ﹤0.01% |
11,095
-21,576
| -66% | -$169K |
2017 Q2
13 quarters
|
|
1149
Lindblad Expeditions
LIND
$2.45B
| $86K | ﹤0.01% |
+10,100
| New | +$85.8K |
2020 Q3
0 quarters
|
|
1150
ImmunityBio
IBRX
$8.79B
| $84K | ﹤0.01% |
12,184
-679
| -5% | -$6.77K |
2018 Q3
8 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.